Form 4 for AON Aon plc
Accepted 2023-02-22 00:00:00 ET · period of report 2023-02-17 · accession 0001209191-23-012021 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-22 | 2023-02-17+ | AON | Davies Christa | CFO | S - Sale+OE | $308.70 | -71.8K | 179.6K | -29% | -$22.16M |
| D | 2023-02-22 | 2023-02-17 | AON | Davies Christa | CFO | M - OptEx | — | +871 | 200.4K | +0.4% | — |
| D | 2023-02-22 | 2023-02-17 | AON | Davies Christa | CFO | F - Tax | $310.27 | -343 | 200.1K | -0.2% | -$106.4K |
| D | 2023-02-22 | 2023-02-17 | AON | Davies Christa | CFO | M - OptEx | $0.00 | -871 | 1,744 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Ordinary Stock | 2023-02-17 | S | D | 3,845 | $309.54 | 246,970 | D | — | — | (F1) The transactions reported were effected pursuant to a trading plan meeting the requirements of SEC Rule 10b5-1 entered into on November 23, 2022. (F2) The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $308.725 to $309.72, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. |
| 2 | Common | Class A Ordinary Stock | 2023-02-17 | S | D | 47,099 | $310.19 | 199,871 | D | — | — | (F3) The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $309.75 to $310.745, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. (F1) The transactions reported were effected pursuant to a trading plan meeting the requirements of SEC Rule 10b5-1 entered into on November 23, 2022. |
| 3 | Common | Class A Ordinary Stock | 2023-02-17 | S | D | 300 | $310.78 | 199,571 | D | — | — | (F1) The transactions reported were effected pursuant to a trading plan meeting the requirements of SEC Rule 10b5-1 entered into on November 23, 2022. (F4) The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $310.76 to $310.79, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. |
| 4 | Common | Class A Ordinary Stock | 2023-02-17 | M | A | 871 | — | 200,442 | D | — | — | (F5) Class A Ordinary Shares acquired upon the vesting of a restricted share unit award. |
| 5 | Common | Class A Ordinary Stock | 2023-02-17 | F | D | 343 | $310.27 | 200,099 | D | — | — | |
| 6 | Common | Class A Ordinary Stock | 2023-02-21 | S | D | 6,455 | $304.15 | 193,644 | D | — | — | (F7) The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $303.59 to $304.58, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. (F1) The transactions reported were effected pursuant to a trading plan meeting the requirements of SEC Rule 10b5-1 entered into on November 23, 2022. |
| 7 | Common | Class A Ordinary Stock | 2023-02-21 | S | D | 8,753 | $305.08 | 184,891 | D | — | — | (F8) The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $304.60 to $305.46, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. (F1) The transactions reported were effected pursuant to a trading plan meeting the requirements of SEC Rule 10b5-1 entered into on November 23, 2022. |
| 8 | Common | Class A Ordinary Stock | 2023-02-21 | S | D | 3,797 | $306.11 | 181,094 | D | — | — | (F1) The transactions reported were effected pursuant to a trading plan meeting the requirements of SEC Rule 10b5-1 entered into on November 23, 2022. (F9) The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $305.63 to $306.62, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. |
| 9 | Common | Class A Ordinary Stock | 2023-02-21 | S | D | 1,523 | $306.87 | 179,571 | D | — | — | (F1) The transactions reported were effected pursuant to a trading plan meeting the requirements of SEC Rule 10b5-1 entered into on November 23, 2022. (F10) The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $306.65 to $307.40, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer. |
| 10 | Derivative | Restricted Share Unit (Right to Receive) | 2023-02-17 | M | D | 871 | $0.00 | 1,744 | D | — · — to 2025-02-17 | 871 Class A Ordinary Shares | (F11) The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with Irish law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person. (F12) A restricted share unit award was granted on February 17, 2022 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant. |