Form 4 for AMKR AMKOR TECHNOLOGY, INC.
Accepted 2023-02-24 00:00:00 ET · period of report 2023-02-22 · accession 0001209191-23-012911 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-02-24 | 2023-02-22 | AMKR | KIM JOHN T | 10%, Member of 10% owner group (9) | S - Sale | $25.28 | -1.92M | 12.73M | -13% | -$48.54M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-22 | S | D | 384,000 | $25.28 | 13,500,832 | I By trusts (other than GRAT & Rev. Trust) | — | — | (F1) The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose. (F2) On February 22, 2023, the Irrevocable Deed of Trust of James J. Kim for Alexandra Kim Panichello dated 12/24/92 transferred 384,000 shares of Common Stock of Amkor Technology, Inc. (the "Issuer") in full payment of the principal and accrued interest of a note payable to James J. Kim by such trust. The Reporting Person and Susan Y. Kim are co-trustees of such trust. (F3) The Reporting Person is (i) a trustee of a grantor retained annuity trust of which he was the settlor and is the sole annuitant which owns 753,232 shares of the Issuer's Common Stock, (ii) a trustee of family trusts for the benefit of his immediate family members which own 11,964,832 shares of the Issuer's Common Stock, (iii) a general partner of a limited partnership (Sujochil, LP) which owns 19,484,809 shares of the Issuer's Common Stock and (iv) as referenced in footnote 8, a member of Sujoda Management, LLC, which indirectly owns 2,478,325 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of such shares. |
| 2 | Common | Common Stock | 2023-02-22 | S | D | 384,000 | $25.28 | 13,116,832 | I By trusts (other than GRAT & Rev. Trust) | — | — | (F1) The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose. (F3) The Reporting Person is (i) a trustee of a grantor retained annuity trust of which he was the settlor and is the sole annuitant which owns 753,232 shares of the Issuer's Common Stock, (ii) a trustee of family trusts for the benefit of his immediate family members which own 11,964,832 shares of the Issuer's Common Stock, (iii) a general partner of a limited partnership (Sujochil, LP) which owns 19,484,809 shares of the Issuer's Common Stock and (iv) as referenced in footnote 8, a member of Sujoda Management, LLC, which indirectly owns 2,478,325 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of such shares. (F4) On February 22, 2023, the Irrevocable Deed of Trust of James J. Kim for Jacqueline Mary Panichello dated 10/3/94 transferred 384,000 shares of the Issuer's Common Stock in full payment of the principal and accrued interest of a note payable to James J. Kim by such trust. The Reporting Person and Susan Y. Kim are co-trustees of such trust. |
| 3 | Common | Common Stock | 2023-02-22 | S | D | 384,000 | $25.28 | 11,964,832 | I By trusts (other than GRAT & Rev. Trust) | — | — | (F1) The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose. (F7) On February 22, 2023, the Irrevocable Deed of Trust of James J. Kim, Settlor, FBO Jason Lee Kim dated 11/17/03 transferred 384,000 shares of the Issuer's Common Stock in full payment of the principal and accrued interest of a note payable to James J. Kim by such trust. The Reporting Person and Susan Y. Kim are co-trustees of such trust. (F3) The Reporting Person is (i) a trustee of a grantor retained annuity trust of which he was the settlor and is the sole annuitant which owns 753,232 shares of the Issuer's Common Stock, (ii) a trustee of family trusts for the benefit of his immediate family members which own 11,964,832 shares of the Issuer's Common Stock, (iii) a general partner of a limited partnership (Sujochil, LP) which owns 19,484,809 shares of the Issuer's Common Stock and (iv) as referenced in footnote 8, a member of Sujoda Management, LLC, which indirectly owns 2,478,325 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of such shares. |
| 4 | Common | Common Stock | 2023-02-22 | S | D | 384,000 | $25.28 | 12,348,832 | I By trusts (other than GRAT & Rev. Trust) | — | — | (F1) The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose. (F3) The Reporting Person is (i) a trustee of a grantor retained annuity trust of which he was the settlor and is the sole annuitant which owns 753,232 shares of the Issuer's Common Stock, (ii) a trustee of family trusts for the benefit of his immediate family members which own 11,964,832 shares of the Issuer's Common Stock, (iii) a general partner of a limited partnership (Sujochil, LP) which owns 19,484,809 shares of the Issuer's Common Stock and (iv) as referenced in footnote 8, a member of Sujoda Management, LLC, which indirectly owns 2,478,325 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of such shares. (F6) On February 22, 2023, the Irrevocable Deed of Trust of James J. Kim for Dylan James Panichello dated 10/15/01 transferred 384,000 shares of the Issuer's Common Stock in full payment of the principal and accrued interest of a note payable to James J. Kim by such trust. The Reporting Person and Susan Y. Kim are co-trustees of such trust. |
| 5 | Common | Common Stock | 2023-02-22 | S | D | 384,000 | $25.28 | 12,732,832 | I By trusts (other than GRAT & Rev. Trust) | — | — | (F1) The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose. (F3) The Reporting Person is (i) a trustee of a grantor retained annuity trust of which he was the settlor and is the sole annuitant which owns 753,232 shares of the Issuer's Common Stock, (ii) a trustee of family trusts for the benefit of his immediate family members which own 11,964,832 shares of the Issuer's Common Stock, (iii) a general partner of a limited partnership (Sujochil, LP) which owns 19,484,809 shares of the Issuer's Common Stock and (iv) as referenced in footnote 8, a member of Sujoda Management, LLC, which indirectly owns 2,478,325 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of such shares. (F5) On February 22, 2023, the Irrevocable Deed of Trust of James J. Kim for Allyson Lee Kim dated 10/15/01 transferred 384,000 shares of the Issuer's Common Stock in full payment of the principal and accrued interest of a note payable to James J. Kim by such trust. The Reporting Person and Susan Y. Kim are co-trustees of such trust. |