Form 4 for MC Moelis & Co
Accepted 2023-02-24 00:00:00 ET · period of report 2023-02-23 · accession 0001209191-23-012922 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-24 | 2023-02-23 | MC | Cantor Eric | Vice COB, MD, Dir | F - Tax | $42.06 | -19.1K | 169.9K | -10% | -$805.2K |
| D | 2023-02-24 | 2023-02-23 | MC | Cantor Eric | Vice COB, MD, Dir | M - OptEx | — | +43.3K | 189.0K | +30% | — |
| DM | 2023-02-24 | 2023-02-23 | MC | Cantor Eric | Vice COB, MD, Dir | M - OptEx | $0.00 | -43.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-02-23 | F | D | 19,144.94 | $42.06 | 169,885 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-02-23 | M | A | 43,294.94 | — | 189,029.94 | D | — | — | (F1) Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). |
| 3 | Derivative | 2021 Incentive Restricted Stock Units | 2023-02-23 | M | D | 4,828.68 | $0.00 | 24,442.80 | D | — · — to — | 4,828.68 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on February 23, 2023. |
| 4 | Derivative | 2020 Incentive Restricted Stock Units | 2023-02-23 | M | D | 6,479.44 | $0.00 | 19,441.86 | D | — · — to — | 6,479.44 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on February 23, 2023. |
| 5 | Derivative | 2019 Incentive Restricted Stock Units | 2023-02-23 | M | D | 9,393 | $0.00 | 18,787.32 | D | — · — to — | 9,393 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on February 23, 2023. |
| 6 | Derivative | 2018 Incentive Restricted Stock Units | 2023-02-23 | M | D | 10,429.72 | $0.00 | 10,431.16 | D | — · — to — | 10,429.72 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on February 23, 2023. |
| 7 | Derivative | 2017 Incentive Restricted Stock Units | 2023-02-23 | M | D | 7,178.37 | $0.00 | 0 | D | — · — to — | 7,178.37 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on February 23, 2023. |
| 8 | Derivative | 2017 Long Term Incentive Award | 2023-02-23 | M | D | 4,985.72 | $0.00 | 0 | D | — · — to — | 4,985.72 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on February 23, 2023. |