Form 4 for AMKR AMKOR TECHNOLOGY, INC.
Accepted 2023-02-24 00:00:00 ET · period of report 2023-02-22 · accession 0001209191-23-012923 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-24 | 2023-02-22 | AMKR | KIM JAMES J | Dir, 10%, Member of 10% owner group (12) | J - Other | $25.28 | +1.92M | 5.12M | +60% | +$48.54M |
| DM | 2023-02-24 | 2023-02-22+ | AMKR | KIM JAMES J | Dir, 10%, Member of 10% owner group (12) | F - Tax | $25.28 | -26.3K | 5.15M | -0.5% | -$665.4K |
| D | 2023-02-24 | 2023-02-22 | AMKR | KIM JAMES J | Dir, 10%, Member of 10% owner group (12) | A - Grant | $0.00 | +59.5K | 5.18M | +1% | $0 |
| D | 2023-02-24 | 2023-02-24 | AMKR | KIM JAMES J | Dir, 10%, Member of 10% owner group (12) | M - OptEx | $0.00 | +2,599 | 5.16M | +0.1% | $0 |
| D | 2023-02-24 | 2023-02-24 | AMKR | KIM JAMES J | Dir, 10%, Member of 10% owner group (12) | M - OptEx | $0.00 | -2,599 | 8,149 | -24% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-22 | J | A | 384,000 | $25.28 | 3,584,499 | D | — | — | (F1) On February 22, 2023, the Irrevocable Deed of Trust of James J. Kim for Alexandra Kim Panichello dated 12/24/92 sold 384,000 shares of Common Stock of Amkor Technology, Inc. (the "Issuer") to the Reporting Person in full payment of the principal and accrued interest of a note payable to the Reporting Person by such trust. This transaction is exempt pursuant to Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), and is voluntarily reported. |
| 2 | Common | Common Stock | 2023-02-22 | J | A | 384,000 | $25.28 | 3,968,499 | D | — | — | (F2) On February 22, 2023, the Irrevocable Deed of Trust of James J. Kim for Allyson Lee Kim dated 10/15/01 sold 384,000 shares of the Issuer's Common Stock to the Reporting Person in full payment of the principal and accrued interest of a note payable to the Reporting Person by such trust. This transaction is exempt pursuant to Section 16 and is voluntarily reported. |
| 3 | Common | Common Stock | 2023-02-22 | J | A | 384,000 | $25.28 | 4,352,499 | D | — | — | (F3) On February 22, 2023, the Irrevocable Deed of Trust of James J. Kim for Dylan James Panichello dated 10/15/01 sold 384,000 shares of the Issuer's Common Stock to the Reporting Person in full payment of the principal and accrued interest of a note payable to the Reporting Person by such trust. This transaction is exempt pursuant to Section 16 and is voluntarily reported. |
| 4 | Common | Common Stock | 2023-02-22 | J | A | 384,000 | $25.28 | 4,736,499 | D | — | — | (F4) On February 22, 2023, the Irrevocable Deed of Trust of James J. Kim for Jacqueline Mary Panichello dated 10/3/94 sold 384,000 shares of the Issuer's Common Stock to the Reporting Person in full payment of the principal and accrued interest of a note payable to the Reporting Person by such trust. This transaction is exempt pursuant to Section 16 and is voluntarily reported. |
| 5 | Common | Common Stock | 2023-02-24 | F | D | 1,053 | $25.27 | 5,156,255 | D | — | — | |
| 6 | Common | Common Stock | 2023-02-22 | A | A | 59,477 | $0.00 | 5,179,976 | D | — | — | |
| 7 | Common | Common Stock | 2023-02-22 | F | D | 25,267 | $25.28 | 5,154,709 | D | — | — | |
| 8 | Common | Common Stock | 2023-02-24 | M | A | 2,599 | $0.00 | 5,157,308 | D | — | — | (F8) On February 24, 2022 (the "RSU Grant Date"), the Reporting Person was granted 10,748 time-vested restricted stock units ("RSUs") pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and the applicable award agreement. The RSUs convert into shares of the Issuer's Common Stock on a one-to-one basis and vest in four equal annual installments beginning on the first anniversary of the RSU Grant Date. |
| 9 | Common | Common Stock | 2023-02-22 | J | A | 384,000 | $25.28 | 5,120,499 | D | — | — | (F5) On February 22, 2023, the Irrevocable Deed of Trust of James J. Kim, Settlor, FBO Jason Lee Kim dated 11/17/03 sold 384,000 shares of the Issuer's Common Stock to the Reporting Person in full payment of the principal and accrued interest of a note payable to the Reporting Person by such trust. This transaction is exempt pursuant to Section 16 and is voluntarily reported. |
| 10 | Derivative | Restricted Stock Units | 2023-02-24 | M | D | 2,599 | $0.00 | 8,149 | D | $0.00 · — to — | 2,599 Common Stock | (F8) On February 24, 2022 (the "RSU Grant Date"), the Reporting Person was granted 10,748 time-vested restricted stock units ("RSUs") pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and the applicable award agreement. The RSUs convert into shares of the Issuer's Common Stock on a one-to-one basis and vest in four equal annual installments beginning on the first anniversary of the RSU Grant Date. |