Form 4 for MC Moelis & Co
Accepted 2023-02-24 00:00:00 ET · period of report 2023-02-22 · accession 0001209191-23-012926 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-24 | 2023-02-22 | MC | WATANABE OSAMU R. | GC, Sec | F - Tax | $42.06 | -2,447 | 12.0K | -17% | -$102.9K |
| D | 2023-02-24 | 2023-02-22 | MC | WATANABE OSAMU R. | GC, Sec | M - OptEx | — | +14.3K | 14.4K | +10,911% | — |
| D | 2023-02-24 | 2023-02-22 | MC | WATANABE OSAMU R. | GC, Sec | S - Sale+OE | $42.06 | -5,716 | 6,261 | -48% | -$240.4K |
| DM | 2023-02-24 | 2023-02-22 | MC | WATANABE OSAMU R. | GC, Sec | M - OptEx | $0.00 | -14.3K | 3,283 | -81% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-02-22 | F | D | 2,446.80 | $42.06 | 11,977 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-02-22 | M | A | 14,292.80 | — | 14,423.80 | D | — | — | (F1) Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). |
| 3 | Common | Class A Common Stock | 2023-02-22 | S | D | 5,716 | $42.06 | 6,261 | D | — | — | (F2) Class A Common Stock sold by Mr. Watanabe in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs. Federal taxes are not withheld from Class A Common Stock delivered to Mr. Watanabe upon settlement of RSUs because he is a partner in Moelis & Company Partner Holdings LP. |
| 4 | Derivative | 2021 Incentive Restricted Stock Units | 2023-02-22 | M | D | 1,836.58 | $0.00 | 7,349.50 | D | — · — to — | 1,836.58 Class A Common Stock | (F3) The RSUs were settled for Class A common stock on February 22, 2023. |
| 5 | Derivative | 2020 Incentive Restricted Stock Units | 2023-02-22 | M | D | 1,948.43 | $0.00 | 5,845.29 | D | — · — to — | 1,948.43 Class A Common Stock | (F3) The RSUs were settled for Class A common stock on February 22, 2023. |
| 6 | Derivative | 2019 Incentive Restricted Stock Units | 2023-02-22 | M | D | 4,025.57 | $0.00 | 8,051.15 | D | — · — to — | 4,025.57 Class A Common Stock | (F3) The RSUs were settled for Class A common stock on February 22, 2023. |
| 7 | Derivative | 2017 Incentive Restricted Stock Units | 2023-02-22 | M | D | 3,200.17 | $0.00 | 0 | D | — · — to — | 3,200.17 Class A Common Stock | (F3) The RSUs were settled for Class A common stock on February 22, 2023. |
| 8 | Derivative | 2018 Incentive Restricted Stock Units | 2023-02-22 | M | D | 3,282.05 | $0.00 | 3,283.48 | D | — · — to — | 3,282.05 Class A Common Stock | (F3) The RSUs were settled for Class A common stock on February 22, 2023. |