Form 4 for AMKR AMKOR TECHNOLOGY, INC.
Accepted 2023-02-24 00:00:00 ET · period of report 2023-02-22 · accession 0001209191-23-012948 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-24 | 2023-02-23 | AMKR | Engel Kevin | EVP | S - Sale+OE | $25.26 | -14.2K | 3,021 | -83% | -$360.0K |
| DM | 2023-02-24 | 2023-02-22+ | AMKR | Engel Kevin | EVP | F - Tax | $25.45 | -8,196 | 11.0K | -43% | -$208.6K |
| DM | 2023-02-24 | 2023-02-23+ | AMKR | Engel Kevin | EVP | M - OptEx | $8.24 | +7,191 | 17.3K | +71% | +$59.2K |
| D | 2023-02-24 | 2023-02-22 | AMKR | Engel Kevin | EVP | A - Grant | $0.00 | +17.8K | 18.8K | +1,817% | $0 |
| DM | 2023-02-24 | 2023-02-23+ | AMKR | Engel Kevin | EVP | M - OptEx | $0.00 | -7,191 | 2,820 | -72% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-23 | S | D | 14,250 | $25.26 | 3,021 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.25 to $25.30. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. |
| 2 | Common | Common Stock | 2023-02-24 | F | D | 392 | $25.27 | 3,570 | D | — | — | |
| 3 | Common | Common Stock | 2023-02-24 | M | A | 941 | $0.00 | 3,962 | D | — | — | (F4) On February 24, 2022 (the "RSU Grant Date"), the Reporting Person was granted 3,761 time-vested restricted stock units ("RSUs") pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and the applicable award agreement. The RSUs convert into shares of the Issuer's common stock on a one-to-one basis and vest in four equal annual installments beginning on the first anniversary of the RSU Grant Date. |
| 4 | Common | Common Stock | 2023-02-23 | M | A | 6,250 | $9.48 | 17,271 | D | — | — | |
| 5 | Common | Common Stock | 2023-02-22 | F | D | 7,804 | $25.46 | 11,021 | D | — | — | |
| 6 | Common | Common Stock | 2023-02-22 | A | A | 17,843 | $0.00 | 18,825 | D | — | — | |
| 7 | Derivative | Employee Stock Option (Right-to-Buy) | 2023-02-23 | M | D | 6,250 | $0.00 | 0 | D | $9.48 · 2020-02-15 to 2019-02-15 | 6,250 Common Stock | (F6) This stock option (the "Option") to acquire 100,000 shares of the Issuer's common stock (the "Option Shares") was granted on February 15, 2019 (the "Option Grant Date") and vested over four years as follows: (i) with respect to 25% of the Option Shares, on the first anniversary of the Option Grant Date; and (ii) with respect to the remainder of the Option Shares, in equal quarterly installments thereafter, such that 100% of the Option became vested on the fourth anniversary of the Option Grant Date. |
| 8 | Derivative | Restricted Stock Units | 2023-02-24 | M | D | 941 | $0.00 | 2,820 | D | $0.00 · — to — | 941 Common Stock | (F4) On February 24, 2022 (the "RSU Grant Date"), the Reporting Person was granted 3,761 time-vested restricted stock units ("RSUs") pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and the applicable award agreement. The RSUs convert into shares of the Issuer's common stock on a one-to-one basis and vest in four equal annual installments beginning on the first anniversary of the RSU Grant Date. |