Form 4 for MC Moelis & Co
Accepted 2023-02-24 00:00:00 ET · period of report 2023-02-22 · accession 0001209191-23-012985 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-24 | 2023-02-23 | MC | Callesano Christopher | Principal Accounting Off | M - OptEx | — | +2,127 | 2,127 | New | — |
| D | 2023-02-24 | 2023-02-23 | MC | Callesano Christopher | Principal Accounting Off | F - Tax | $42.06 | -1,087 | 1,040 | -51% | -$45.7K |
| D | 2023-02-24 | 2023-02-22 | MC | Callesano Christopher | Principal Accounting Off | A - Grant | $0.00 | +1,931 | 1,931 | New | $0 |
| DM | 2023-02-24 | 2023-02-23 | MC | Callesano Christopher | Principal Accounting Off | M - OptEx | $0.00 | -2,127 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-02-23 | M | A | 2,127.21 | — | 2,127.21 | D | — | — | (F1) Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). |
| 2 | Common | Class A Common Stock | 2023-02-23 | F | D | 1,087.21 | $42.06 | 1,040 | D | — | — | |
| 3 | Derivative | 2021 Vested LP Units of Moelis & Co Group Employee Holdings | 2023-02-22 | A | A | 1,931 | $0.00 | 1,931 | D | — · — to — | 1,931 Class A Common Stock | (F3) Limited partnership units ("LP Units") of Moelis & Company Group Employee Holdings LP ("MCGEH") may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. (F4) Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 17, 2022 in connection with compensation awarded for the 2021 fiscal year (the "2021 Vested LP Units"). The 2021 Vested LP Units vest at grant and may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis on the third anniversary of the grant date (February 2025) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 22, 2023, the Issuers Compensation Committee certified the achievement of the Book-Up. In addition, the LP Units are subject to sale and non-compete restrictions through the third anniversary of the grant date. The redemption rights described herein do not expire. |
| 4 | Derivative | 2019 Incentive Restricted Stock Units | 2023-02-23 | M | D | 670.27 | $0.00 | 1,343.17 | D | — · — to — | 670.27 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on February 23, 2023. |
| 5 | Derivative | 2020 Incentive Restricted Stock Units | 2023-02-23 | M | D | 388.98 | $0.00 | 1,166.94 | D | — · — to — | 388.98 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on February 23, 2023. |
| 6 | Derivative | 2021 Incentive Restricted Stock Units | 2023-02-23 | M | D | 335.27 | $0.00 | 1,344.23 | D | — · — to — | 367.83 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on February 23, 2023. |
| 7 | Derivative | 2018 Incentive Restricted Stock Units | 2023-02-23 | M | D | 732.69 | $0.00 | 0 | D | — · — to — | 732.69 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on February 23, 2023. |