Form 4 for NDAQ Nasdaq, Inc.
Accepted 2023-02-27 00:00:00 ET · period of report 2023-02-23 · accession 0001209191-23-013227 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-02-27 | 2023-02-23 | NDAQ | FRIEDMAN ADENA T | COB, CEO, Dir | A - Grant | $0.00 | +468.2K | 1.87M | +34% | $0 | |
| 2023-02-27 | 2023-02-23 | NDAQ | FRIEDMAN ADENA T | COB, CEO, Dir | F - Tax | $57.20 | -234.7K | 1.63M | -13% | -$13.42M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2023-02-23 | A | A | 468,186 | $0.00 | 1,865,631 | D | — | — | |
| 2 | Common | Common Stock, par value $0.01 per share | 2023-02-23 | F | D | 234,683 | $57.20 | 1,630,948 | D | — | — | (F3) Represents (i) 372,843 shares or units of restricted stock, of which 254,481 are vested, (ii) 1,154,752 vested shares underlying PSUs and (iii) 103,353 shares granted under Nasdaq's Equity Incentive Plan or acquired under Nasdaq's Employee Stock Purchase Plan when Ms. Friedman was previously an employee of Nasdaq prior to returning as President in 2014. Total shares reported reflect the Company's three-for-one stock split, which was effected through a stock dividend on August 26, 2022. |