Form 4/A for GAIA GAIA, INC
Accepted 2023-02-27 00:00:00 ET · period of report 2022-04-28 · accession 0001209191-23-013361 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DA | 2023-02-27 | 2022-04-28 | GAIA | Sutherland Paul Howard | Dir | M - OptEx | — | +6,435 | 128.9K | +5% | — |
| DA | 2023-02-27 | 2022-04-28 | GAIA | Sutherland Paul Howard | Dir | M - OptEx | $0.00 | -6,435 | 0 | -100% | $0 |
| DA | 2023-02-27 | 2022-04-28 | GAIA | Sutherland Paul Howard | Dir | A - Grant | $0.00 | +15.3K | 15.3K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-04-28 | M | A | 6,435 | — | 128,922 | D | — | — | (F1) Restricted stock units were converted into common stock on a one-for-one basis (F2) Form 4 as originally filed on 5/2/2022 incorrectly reported 177,871 due to a data entry error. |
| 2 | Derivative | Restricted Stock Units | 2022-04-28 | M | D | 6,435 | $0.00 | 0 | D | — · — to — | 6,435 Class A Common Stock | (F3) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F4) The RSUs vest on the date of the Annual Shareholder Meeting in April 2022, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. |
| 3 | Derivative | Restricted Stock Units | 2022-04-28 | A | A | 15,278 | $0.00 | 15,278 | D | — · — to — | 15,278 Class A Common Stock | (F3) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F5) The RSUs vest on the date of the Annual Shareholder Meeting in April 2023, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest. |