Form 4 for UEIC UNIVERSAL ELECTRONICS INC
Accepted 2023-02-28 00:00:00 ET · period of report 2023-02-25 · accession 0001209191-23-013593 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-28 | 2023-02-25 | UEIC | Carnifax Richard K | SVP. Gbl Ops | M - OptEx | — | +836 | 3,586 | +30% | — |
| D | 2023-02-28 | 2023-02-25 | UEIC | Carnifax Richard K | SVP. Gbl Ops | F - Tax | $13.75 | -394 | 3,192 | -11% | -$5,418 |
| D | 2023-02-28 | 2023-02-25 | UEIC | Carnifax Richard K | SVP. Gbl Ops | M - OptEx | $0.00 | -836 | 13.6K | -6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-25 | M | A | 836 | — | 3,586 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. |
| 2 | Common | Common Stock | 2023-02-25 | F | D | 394 | $13.75 | 3,192 | D | — | — | (F2) This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. (F3) Price determined in accordance with the terms of the Company's applicable-Stock Incentive Plan. |
| 3 | Derivative | Restricted Stock Units | 2023-02-25 | M | D | 836 | $0.00 | 13,604 | D | — · — to — | 836 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. (F4) The restricted stock units vest in accordance with the vesting schedule of each RSU Grant and were reported at the time the grant(s) were issued. |