Form 4 for IOSP INNOSPEC INC.
Accepted 2023-03-01 00:00:00 ET · period of report 2023-02-24 · accession 0001209191-23-014421 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-01 | 2023-02-27+ | IOSP | Williams Patrick | Pres, CEO | S - Sale+OE | $110.92 | -18.3K | 172.2K | -10% | -$2.03M |
| D | 2023-03-01 | 2023-02-24 | IOSP | Williams Patrick | Pres, CEO | D - Sale to Iss | $109.42 | -1,323 | 183.5K | -0.7% | -$144.8K |
| D | 2023-03-01 | 2023-02-27 | IOSP | Williams Patrick | Pres, CEO | A - Grant | $0.00 | +1,326 | 175.7K | +0.8% | $0 |
| D | 2023-03-01 | 2023-02-24 | IOSP | Williams Patrick | Pres, CEO | M - OptEx | $95.70 | +1,323 | 184.8K | +0.7% | +$126.6K |
| D | 2023-03-01 | 2023-02-24 | IOSP | Williams Patrick | Pres, CEO | M - OptEx | $0.00 | -1,323 | 0 | -100% | $0 |
| D | 2023-03-01 | 2023-02-27 | IOSP | Williams Patrick | Pres, CEO | A - Grant | $0.00 | +3,979 | 3,979 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-27 | S | D | 6,699 | $111.16 | 176,258 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $110.495 to $111.49, inclusive. |
| 2 | Common | Common Stock | 2023-02-27 | S | D | 501 | $110.06 | 182,957 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $109.43 to $110.42, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), (3), (5), (6) and (7) to this Form 4. |
| 3 | Common | Common Stock | 2023-02-27 | S | D | 21 | $108.31 | 183,458 | D | — | — | |
| 4 | Common | Common Stock | 2023-02-24 | D | D | 1,323 | $109.42 | 183,479 | D | — | — | |
| 5 | Common | Common Stock | 2023-02-27 | S | D | 1,925 | $111.69 | 174,333 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $111.50 to $112.02, inclusive. |
| 6 | Common | Common stock | 2023-02-28 | S | D | 287 | $111.58 | 166,513 | D | — | — | (F7) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $111.475 to $111.7, inclusive. |
| 7 | Common | Common Stock | 2023-02-28 | S | D | 5,444 | $110.97 | 166,800 | D | — | — | (F6) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $110.46 to $111.425, inclusive. |
| 8 | Common | Common Stock | 2023-02-28 | S | D | 3,415 | $110.04 | 172,244 | D | — | — | (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $110.46 to $110.4518, inclusive. |
| 9 | Common | Common Stock | 2023-02-27 | A | A | 1,326 | $0.00 | 175,659 | D | — | — | (F4) Represents Restricted Stock Units ("RSUs") granted on February 27, 2023 which vest in full on February 27, 2026. |
| 10 | Common | Common Stock | 2023-02-24 | M | A | 1,323 | $95.70 | 184,802 | D | — | — | |
| 11 | Derivative | Stock Appreciation Right | 2023-02-24 | M | D | 1,323 | $0.00 | 0 | D | $95.70 · 2023-02-24 to 2030-02-24 | 1,323 Common Stock | |
| 12 | Derivative | Employee stock option (right to buy) | 2023-02-27 | A | A | 3,979 | $0.00 | 3,979 | D | $109.42 · 2026-02-27 to 2033-02-27 | 3,979 Common Stock |