Form 4 for FISI FINANCIAL INSTITUTIONS INC
Accepted 2023-03-02 00:00:00 ET · period of report 2023-02-25 · accession 0001209191-23-014537 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-02 | 2023-02-25 | FISI | Dumbleton Sonia Marie | SVP | F - Tax | $24.71 | -391 | 7,398 | -5% | -$9,662 |
| D | 2023-03-02 | 2023-02-25 | FISI | Dumbleton Sonia Marie | SVP | M - OptEx | — | +947 | 7,789 | +14% | — |
| DM | 2023-03-02 | 2023-02-25 | FISI | Dumbleton Sonia Marie | SVP | M - OptEx | $0.00 | -947 | 0 | -100% | $0 |
| D | 2023-03-02 | 2023-02-25 | FISI | Dumbleton Sonia Marie | SVP | A - Grant | $0.00 | +363 | 363 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-25 | F | D | 391 | $24.71 | 7,398 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-25 | M | A | 947 | — | 7,789 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of FISI common stock. |
| 3 | Derivative | Restricted Stock Unit | 2023-02-25 | M | D | 363 | $0.00 | 0 | D | — · 2023-02-25 to 2023-02-25 | 363 Common Stock | (F2) Restricted stock units convert into shares of common stock on a one-for-one basis. |
| 4 | Derivative | Restricted Stock Unit | 2023-02-25 | A | A | 363 | $0.00 | 363 | D | — · 2023-02-25 to 2023-02-25 | 363 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of FISI common stock. |
| 5 | Derivative | Restricted Stock Unit | 2023-02-25 | M | D | 584 | $0.00 | 0 | D | — · 2023-02-25 to 2023-02-25 | 584 Common Stock | (F2) Restricted stock units convert into shares of common stock on a one-for-one basis. |