Form 4 for HLIO HELIOS TECHNOLOGIES, INC.
Accepted 2023-03-02 00:00:00 ET · period of report 2023-02-28 · accession 0001209191-23-014547 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-02 | 2023-02-28 | HLIO | Morgan Jason Lemar | Pres, CVT | M - OptEx | $0.00 | +2,274 | 4,540 | +100% | $0 |
| DM | 2023-03-02 | 2023-02-28 | HLIO | Morgan Jason Lemar | Pres, CVT | F - Tax | $56.47 | -961 | 4,393 | -18% | -$54.3K |
| DM | 2023-03-02 | 2023-02-28 | HLIO | Morgan Jason Lemar | Pres, CVT | M - OptEx | $0.00 | -2,274 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-28 | M | A | 1,926 | $0.00 | 5,006.29 | D | — | — | (F1) Acquired performance-based restricted stock units granted to the Reporting Person on February 28, 2020, as determined by the performance period beginning on the first day of the Company's 2020 fiscal year and ending on the last day of the Company's 2022 fiscal year, following subsequent financial approval of the payout percentage for the grant based on performance criteria. The payout percentage for the grant based on performance goals was 185%. |
| 2 | Common | Common Stock | 2023-02-28 | F | D | 814 | $54.44 | 4,192.29 | D | — | — | (F2) No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. Withholding of shares to cover taxes on the vesting was calculated pursuant to performance criteria for period ending on the last day of December 31, 2022. |
| 3 | Common | Common Stock | 2023-02-28 | M | A | 348 | $0.00 | 4,540.29 | D | — | — | |
| 4 | Common | Common Stock | 2023-02-28 | F | D | 147 | $67.74 | 4,393.29 | D | — | — | (F3) No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. |
| 5 | Derivative | Performance-Based Restricted Stock Units | 2023-02-28 | M | D | 1,926 | $0.00 | 0 | D | — · — to — | 1,926 Common Stock | (F1) Acquired performance-based restricted stock units granted to the Reporting Person on February 28, 2020, as determined by the performance period beginning on the first day of the Company's 2020 fiscal year and ending on the last day of the Company's 2022 fiscal year, following subsequent financial approval of the payout percentage for the grant based on performance criteria. The payout percentage for the grant based on performance goals was 185%. |
| 6 | Derivative | Restricted Stock Units | 2023-02-28 | M | D | 348 | $0.00 | 0 | D | — · — to — | 348 Common Stock | (F4) Each RSU represents the right to receive, following vesting, one share of Common Stock. (F5) Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date. |