Form 4 for FISI FINANCIAL INSTITUTIONS INC
Accepted 2023-03-02 00:00:00 ET · period of report 2023-02-25 · accession 0001209191-23-014565 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-02 | 2023-02-25 | FISI | Bigham Justin K. | EVP | A - Grant | — | +4,565 | 9,749 | +88% | — |
| D | 2023-03-02 | 2023-02-25 | FISI | Bigham Justin K. | EVP | F - Tax | $24.71 | -1,886 | 7,863 | -19% | -$46.6K |
| DM | 2023-03-02 | 2023-02-25 | FISI | Bigham Justin K. | EVP | M - OptEx | $0.00 | -4,565 | 0 | -100% | $0 |
| D | 2023-03-02 | 2023-02-25 | FISI | Bigham Justin K. | EVP | A - Grant | $0.00 | +2,535 | 2,535 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-25 | A | A | 4,565 | — | 9,749 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of FISI common stock. |
| 2 | Common | Common Stock | 2023-02-25 | F | D | 1,886 | $24.71 | 7,863 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2023-02-25 | M | D | 2,535 | $0.00 | 0 | D | — · 2023-02-25 to 2023-02-25 | 2,535 Common Stock | (F2) Restricted stock units convert into shares of common stock on a one-for-one basis. |
| 4 | Derivative | Restricted Stock Unit | 2023-02-25 | A | A | 2,535 | $0.00 | 2,535 | D | — · 2023-02-25 to 2023-02-25 | 2,535 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of FISI common stock. |
| 5 | Derivative | Restricted Stock Unit | 2023-02-25 | M | D | 2,030 | $0.00 | 0 | D | — · 2023-02-25 to 2023-02-25 | 2,030 Common Stock | (F2) Restricted stock units convert into shares of common stock on a one-for-one basis. |