Form 4 for IVZ Invesco
Accepted 2023-03-02 00:00:00 ET · period of report 2023-02-28 · accession 0001209191-23-014740 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-02 | 2023-02-28 | IVZ | Lo Andrew Tak Shing | Senior Managing Dir | M - OptEx | $0.00 | +143.4K | 363.0K | +65% | $0 |
| D | 2023-03-02 | 2023-02-28 | IVZ | Lo Andrew Tak Shing | Senior Managing Dir | A - Grant | $0.00 | +57.3K | 57.3K | New | $0 |
| DM | 2023-03-02 | 2023-02-28 | IVZ | Lo Andrew Tak Shing | Senior Managing Dir | M - OptEx | $0.00 | -72.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-02-28 | M | A | 13,122 | $0.00 | 472,252 | D | — | — | |
| 2 | Common | Common Shares | 2023-02-28 | M | A | 16,478 | $0.00 | 488,730 | D | — | — | |
| 3 | Common | Common Shares | 2023-02-28 | M | A | 70,585 | $0.00 | 459,130 | D | — | — | |
| 4 | Common | Common Shares | 2023-02-28 | M | A | 25,537 | $0.00 | 388,545 | D | — | — | |
| 5 | Common | Common Shares | 2023-02-28 | M | A | 17,631 | $0.00 | 363,008 | D | — | — | |
| 6 | Derivative | Restricted Stock Units | 2023-02-28 | A | A | 57,332 | $0.00 | 57,332 | D | $0.00 · — to — | 57,332 Common Shares | (F1) Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. (F2) The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. |
| 7 | Derivative | Restricted Stock Units | 2023-02-28 | M | D | 16,478 | $0.00 | 49,435 | D | $0.00 · — to — | 16,478 Common Shares | (F1) Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. (F2) The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. |
| 8 | Derivative | Restricted Stock Units | 2023-02-28 | M | D | 13,122 | $0.00 | 26,244 | D | $0.00 · — to — | 13,122 Common Shares | (F1) Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. (F2) The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. |
| 9 | Derivative | Restricted Stock Units | 2023-02-28 | M | D | 25,537 | $0.00 | 25,538 | D | $0.00 · — to — | 25,537 Common Shares | (F1) Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. (F2) The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. |
| 10 | Derivative | Restricted Stock Units | 2023-02-28 | M | D | 17,631 | $0.00 | 0 | D | $0.00 · — to — | 17,631 Common Shares | (F1) Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. (F2) The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. |