Form 4 for INGN Inogen Inc
Accepted 2023-03-02 00:00:00 ET · period of report 2023-02-28 · accession 0001209191-23-015037 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-02 | 2023-03-01 | INGN | Caltrider Kristin A. | EVP, CFO, Treas | F - Tax | $15.56 | -6,231 | 5,129 | -55% | -$97.0K |
| D | 2023-03-02 | 2023-03-01 | INGN | Caltrider Kristin A. | EVP, CFO, Treas | M - OptEx | $0.00 | +11.4K | 11.4K | New | $0 |
| D | 2023-03-02 | 2023-02-28 | INGN | Caltrider Kristin A. | EVP, CFO, Treas | A - Grant | $0.00 | +28.1K | 28.1K | New | $0 |
| D | 2023-03-02 | 2023-03-01 | INGN | Caltrider Kristin A. | EVP, CFO, Treas | M - OptEx | $0.00 | -11.4K | 22.7K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-01 | F | D | 6,231 | $15.56 | 5,129 | D | — | — | (F1) The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with a portion of a time-based restricted stock award that vested on March 1, 2023. |
| 2 | Common | Common Stock | 2023-03-01 | M | A | 11,360 | $0.00 | 11,360 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2023-02-28 | A | A | 28,079 | $0.00 | 28,079 | D | — · — to — | 28,079 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of Inogen common stock. (F4) Subject to the reporting person's continued service, 1/3rd of the restricted stock units shall vest on March 1, 2024 and 1/3rd of the restricted units shall vest every year thereafter on the same day of the year as the Vesting Commencement Date. |
| 4 | Derivative | Restricted Stock Unit | 2023-03-01 | M | D | 11,360 | $0.00 | 22,721 | D | — · — to — | 11,360 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of Inogen common stock. (F3) Subject to the reporting person's continued service, 1/3rd of the restricted stock units shall vest on March 1, 2023 and 1/3rd of the restricted units shall vest every year thereafter on the same day of the year as the Vesting Commencement Date. |