Form 4 for HLIT HARMONIC INC.
Accepted 2023-03-03 00:00:00 ET · period of report 2023-03-01 · accession 0001209191-23-015279 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-03 | 2023-03-01 | HLIT | Kalra Sanjay | SVP, CFO | F - Tax | $13.05 | -6,581 | 199.7K | -3% | -$85.9K |
| D | 2023-03-03 | 2023-03-01 | HLIT | Kalra Sanjay | SVP, CFO | M - OptEx | $0.00 | +12.5K | 206.3K | +6% | $0 |
| D | 2023-03-03 | 2023-03-01 | HLIT | Kalra Sanjay | SVP, CFO | M - OptEx | $0.00 | -12.5K | 75.0K | -14% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-01 | F | D | 6,581 | $13.05 | 199,739 | D | — | — | (F1) Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. |
| 2 | Common | Common Stock | 2023-03-01 | M | A | 12,500 | $0.00 | 206,320 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-03-01 | M | D | 12,500 | $0.00 | 75,000 | D | $0.00 · 2022-09-01 to 2024-09-01 | 12,500 Common Stock |