Form 4 for SPOK Spok Holdings, Inc
Accepted 2023-03-03 00:00:00 ET · period of report 2023-03-02 · accession 0001209191-23-015368 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-03 | 2023-03-02 | SPOK | Woods-Keisling Sharon | Corp. Sec, Treas | M - OptEx | $9.30 | +4,796 | 38.1K | +14% | +$44.6K |
| D | 2023-03-03 | 2023-03-02 | SPOK | Woods-Keisling Sharon | Corp. Sec, Treas | F - Tax | $9.30 | -1,444 | 36.7K | -4% | -$13.4K |
| D | 2023-03-03 | 2023-03-02 | SPOK | Woods-Keisling Sharon | Corp. Sec, Treas | M - OptEx | $0.00 | -4,796 | 50.3K | -9% | $0 |
| D | 2023-03-03 | 2023-03-02 | SPOK | Woods-Keisling Sharon | Corp. Sec, Treas | F - Tax | $0.00 | -928 | 49.3K | -2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-02 | M | A | 4,796 | $9.30 | 38,122 | D | — | — | (F1) On January 2, 2020, Ms. Woods was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2020 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2022. On March 2, 2023, shares were issued upon vesting of the RSUs. |
| 2 | Common | Common Stock | 2023-03-02 | F | D | 1,444 | $9.30 | 36,678 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-03-02 | M | D | 4,796 | $0.00 | 50,271 | D | — · — to — | 4,796 Common Stock | (F2) Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock. (F1) On January 2, 2020, Ms. Woods was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2020 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2022. On March 2, 2023, shares were issued upon vesting of the RSUs. |
| 4 | Derivative | Restricted Stock | 2023-03-02 | F | D | 928 | $0.00 | 49,343 | D | — · — to — | 928 Common Stock | (F3) On March 2, 2023, 928 shares were forfeited due to performance criteria of the 2020 LTIP not being met. |