Form 4 for SPOK Spok Holdings, Inc
Accepted 2023-03-03 00:00:00 ET · period of report 2023-03-02 · accession 0001209191-23-015370 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-03-03 | 2023-03-02 | SPOK | KELLY VINCENT D | Pres, CEO, Dir | M - OptEx | $9.30 | +34.3K | 336.4K | +11% | +$318.6K |
| DI | 2023-03-03 | 2023-03-02 | SPOK | KELLY VINCENT D | Pres, CEO, Dir | F - Tax | $9.30 | -15.5K | 321.0K | -5% | -$143.7K |
| DI | 2023-03-03 | 2023-03-02 | SPOK | KELLY VINCENT D | Pres, CEO, Dir | M - OptEx | $0.00 | -34.3K | 260.5K | -12% | $0 |
| DI | 2023-03-03 | 2023-03-02 | SPOK | KELLY VINCENT D | Pres, CEO, Dir | F - Tax | $0.00 | -6,624 | 253.9K | -3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-02 | M | A | 34,259 | $9.30 | 336,443 | I Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust | — | — | (F1) On January 2, 2020, Mr. Kelly was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2020 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2022. On March 2, 2023, shares were issued upon vesting of the RSUs. |
| 2 | Common | Common Stock | 2023-03-02 | F | D | 15,451 | $9.30 | 320,992 | I Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-03-02 | M | D | 34,259 | $0.00 | 260,542 | I Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust | — · — to — | 34,259 Common Stock | (F2) Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock. (F1) On January 2, 2020, Mr. Kelly was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2020 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2022. On March 2, 2023, shares were issued upon vesting of the RSUs. |
| 4 | Derivative | Restricted Stock | 2023-03-02 | F | D | 6,624 | $0.00 | 253,918 | I Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust | — · — to — | 6,624 Common Stock | (F3) On March 2, 2023, 6,624 shares were forfeited due to performance criteria of the 2020 LTIP not being met. |