Form 4 for ASYS AMTECH SYSTEMS INC
Accepted 2023-03-03 00:00:00 ET · period of report 2023-03-01 · accession 0001209191-23-015412 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-03 | 2023-03-01 | ASYS | LUDWIG MICHAEL M | Dir | M - OptEx | $0.00 | +3,000 | 3,000 | New | $0 |
| D | 2023-03-03 | 2023-03-01 | ASYS | LUDWIG MICHAEL M | Dir | A - Grant | $0.00 | +4,189 | 4,189 | New | $0 |
| D | 2023-03-03 | 2023-03-01 | ASYS | LUDWIG MICHAEL M | Dir | M - OptEx | $0.00 | -3,000 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Amtech Systems, Inc. $0.01 par value common stock | 2023-03-01 | M | A | 3,000 | $0.00 | 3,000 | D | — | — | (F1) Restricted stock units converted into common stock on a one-for-one basis. |
| 2 | Derivative | Restricted Stock Units | 2023-03-01 | A | A | 4,189 | $0.00 | 4,189 | D | — · 2024-03-01 to — | 4,189 Amtech Systems, Inc. $0.01 par value common stock | (F3) Each restricted stock unit represents a contingent right to receive one share of Common Stock of Amtech Systems, Inc. (F4) The restricted stock units will vest entirely on the first anniversary of the grant date. |
| 3 | Derivative | Restricted Stock Units | 2023-03-01 | M | D | 3,000 | $0.00 | 0 | D | — · — to — | 0 Amtech Systems, Inc. $0.01 par value common stock | (F1) Restricted stock units converted into common stock on a one-for-one basis. (F2) On January 13, 2023, the reporting person was granted 3,000 restricted stock units, vesting on the date of the Company's 2023 Annual Meeting of Shareholders. |