Form 4 for GNW GENWORTH FINANCIAL INC
Accepted 2023-03-03 00:00:00 ET · period of report 2023-03-01 · accession 0001209191-23-015486 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-03-03 | 2023-03-01 | GNW | Karawan Gregory S. | EVP, GC | F - Tax | $6.15 | -38.7K | 139.4K | -22% | -$238.1K | |
| 2023-03-03 | 2023-03-01 | GNW | Karawan Gregory S. | EVP, GC | A - Grant | $0.00 | +87.7K | 178.1K | +97% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-03-01 | F | D | 38,708 | $6.15 | 139,381 | D | — | — | (F2) The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 1, 2023. |
| 2 | Common | Class A Common Stock | 2023-03-01 | A | A | 87,735 | $0.00 | 178,089 | D | — | — | (F1) Reflects Performance Stock Units that were granted on April 7, 2020 and fully vested on March 1, 2023, and settled in Class A Common Stock on a 1:1 basis. |