Form 4 for GNW GENWORTH FINANCIAL INC
Accepted 2023-03-03 00:00:00 ET · period of report 2023-03-01 · accession 0001209191-23-015489 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-03-03 | 2023-03-01 | GNW | Upton Jerome T | EVP, CFO | A - Grant | $0.00 | +75.2K | 212.3K | +55% | $0 | |
| 2023-03-03 | 2023-03-01 | GNW | Upton Jerome T | EVP, CFO | F - Tax | $6.15 | -33.2K | 179.0K | -16% | -$204.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-03-01 | A | A | 75,202 | $0.00 | 212,267 | D | — | — | (F1) Reflects Performance Stock Units that were granted on April 7, 2020 and fully vested on March 1, 2023, and settled in Class A Common Stock on a 1:1 basis. |
| 2 | Common | Class A Common Stock | 2023-03-01 | F | D | 33,240 | $6.15 | 179,027 | D | — | — | (F2) The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 1, 2023. |