Form 4 for AEIS ADVANCED ENERGY INDUSTRIES INC
Accepted 2023-03-03 00:00:00 ET · period of report 2023-03-01 · accession 0001209191-23-015822 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-03 | 2023-03-01 | AEIS | Kelley Stephen Douglas | Pres, CEO, Dir | A - Grant | $93.47 | +32.8K | 89.9K | +58% | +$3.07M |
| D | 2023-03-03 | 2023-03-01 | AEIS | Kelley Stephen Douglas | Pres, CEO, Dir | F - Tax | $93.47 | -3,226 | 86.7K | -4% | -$301.5K |
| D | 2023-03-03 | 2023-03-01 | AEIS | Kelley Stephen Douglas | Pres, CEO, Dir | A - Grant | $0.00 | +32.8K | 32.8K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-01 | A | A | 32,849 | $93.47 | 89,931 | D | — | — | (F1) Employee Restricted Stock units granted 03/01/2023 under the Company's 2023 Long Term Incentive Plan (LTI Plan) will vest in 3 equal installments beginning on the first anniversary of the grant date. |
| 2 | Common | Common Stock | 2023-03-01 | F | D | 3,226 | $93.47 | 86,705 | D | — | — | (F2) Payment of tax liability by withholding securities incident to vesting of the restricted stock units. (F3) Represents 66,763 shares of unvested restricted stock units and 19,942 shares Common stock. |
| 3 | Derivative | Performance Units | 2023-03-01 | A | A | 32,849 | $0.00 | 32,849 | D | $0.00 · — to — | 32,849 Common Stock | (F4) These performance shares awards were issued under the LTI Plan at 100% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled. |