Form 4 for LAZ Lazard, Inc.
Accepted 2023-03-03 00:00:00 ET · period of report 2023-03-01 · accession 0001209191-23-015956 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-03 | 2023-03-01 | LAZ | RAGONE DOMINICK | CAO | M - OptEx | — | +8,310 | 24.4K | +52% | — |
| D | 2023-03-03 | 2023-03-01 | LAZ | RAGONE DOMINICK | CAO | F - Tax | $37.36 | -2,801 | 24.6K | -10% | -$104.6K |
| D | 2023-03-03 | 2023-03-01 | LAZ | RAGONE DOMINICK | CAO | M - OptEx | — | -8,310 | 20.8K | -29% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-03-01 | M | A | 3,046 | — | 27,424 | D | — | — | (F1) Shares of unrestricted Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs") and Restricted Class A Common Stock, including certain RSUs and Restricted Class A Common Stock that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying awards. |
| 2 | Common | Restricted Class A Common Stock | 2023-03-01 | M | D | 3,046 | — | 7,342 | D | — | — | (F1) Shares of unrestricted Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs") and Restricted Class A Common Stock, including certain RSUs and Restricted Class A Common Stock that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying awards. (F2) Includes 3,046 shares of Restricted Class A Common Stock inadvertently omitted from Table I, Column 5 of the most recent Form 4 of the Reporting Person, filed with the Securities and Exchange Commission on February 28, 2023. |
| 3 | Common | Class A Common Stock | 2023-03-01 | M | A | 8,310 | — | 24,378 | D | — | — | (F1) Shares of unrestricted Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs") and Restricted Class A Common Stock, including certain RSUs and Restricted Class A Common Stock that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying awards. |
| 4 | Common | Class A Common Stock | 2023-03-01 | F | D | 2,801 | $37.36 | 24,623 | D | — | — | (F3) Represents shares of Class A Common Stock withheld by the Company to cover taxes arising from the vesting of RSUs referenced in Footnote (1). (F4) Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the vesting date of RSUs and Restricted Class A Common Stock referenced in Footnote (1). |
| 5 | Derivative | Restricted Stock Units | 2023-03-01 | M | D | 8,310 | — | 20,755 | D | — · 2023-03-01 to 2023-03-01 | 8,310 Class A Common Stock | (F5) Each RSU represents a contingent right to receive one share of Class A Common Stock. |