Form 4 for LAZ Lazard, Inc.

Accepted 2023-03-03 00:00:00 ET · period of report 2023-03-01 · accession 0001209191-23-015965 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2023-03-03	2023-03-01	LAZ	Soto Alexandra	Exec Human Capital, Workplace	M - OptEx	—	+28.2K	114.1K	+33%	—
D	2023-03-03	2023-03-01	LAZ	Soto Alexandra	Exec Human Capital, Workplace	F - Tax	$37.36	-13.3K	100.8K	-12%	-$495.5K
D	2023-03-03	2023-03-01	LAZ	Soto Alexandra	Exec Human Capital, Workplace	M - OptEx	—	-28.2K	12.0K	-70%	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A Common Stock	2023-03-01	M	A	28,215	—	114,109	D	—	—	(F1) Shares of Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs"), including certain RSUs that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying RSU awards.
2	Common	Class A Common Stock	2023-03-01	F	D	13,262	$37.36	100,847	D	—	—	(F2) Represents shares of Class A Common Stock withheld by the Company to cover taxes arising from the vesting of RSUs referenced in Footnote (1). (F3) Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the vesting date of the RSUs referenced in Footnote (1).
3	Derivative	Restricted Stock Units	2023-03-01	M	D	28,215	—	12,039	D	— · 2023-03-01 to 2023-03-01	28,215 Class A Common Stock	(F4) Each RSU represents a contingent right to receive one share of Class A Common Stock.