Form 4 for RBA RB GLOBAL INC.
Accepted 2023-03-06 00:00:00 ET · period of report 2023-03-04 · accession 0001209191-23-016254 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-06 | 2023-03-04 | RBA | KESSLER JAMES FRANCIS | Pres, COO | M - OptEx | — | +103.8K | 103.8K | New | — |
| DM | 2023-03-06 | 2023-03-04 | RBA | KESSLER JAMES FRANCIS | Pres, COO | M - OptEx | $0.00 | -103.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-03-04 | M | A | 4,923 | — | 4,923 | D | — | — | (F1) Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW"). (F2) Includes the March 3, 2023 accrued PSU dividend equivalent rights. (F3) Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 4, 2023, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable |
| 2 | Common | Common Shares | 2023-03-04 | M | A | 98,886 | — | 103,809 | D | — | — | (F1) Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW"). (F3) Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 4, 2023, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable |
| 3 | Derivative | Dividend Equivalent Rights (2020 PSUs) | 2023-03-04 | M | D | 4,923 | $0.00 | 0 | D | — · — to — | 4,923 Common Shares | (F3) Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 4, 2023, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable |
| 4 | Derivative | Performance Share Units (2020 PSUs) | 2023-03-04 | M | D | 98,886 | $0.00 | 0 | D | — · — to — | 98,886 Common Shares | (F3) Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 4, 2023, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable |