Form 4 for RBA RB GLOBAL INC.
Accepted 2023-03-06 00:00:00 ET · period of report 2023-03-04 · accession 0001209191-23-016258 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-06 | 2023-03-04 | RBA | THIEDE CARMEN D | CTO, People Off | M - OptEx | — | +41.1K | 1,949 | New | — |
| DM | 2023-03-06 | 2023-03-04 | RBA | THIEDE CARMEN D | CTO, People Off | M - OptEx | $0.00 | -41.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-03-04 | M | A | 39,159 | — | 41,108 | D | — | — | (F1) Represents pre-tax amount of award. Share issuance will be made net of withholding. (F3) Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 4, 2023, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable |
| 2 | Common | Common Shares | 2023-03-04 | M | A | 1,949 | — | 1,949 | D | — | — | (F2) Includes the March 3, 2023 accrued PSU dividend equivalent rights. (F1) Represents pre-tax amount of award. Share issuance will be made net of withholding. (F3) Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 4, 2023, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable |
| 3 | Derivative | Performance Share Units (2020 PSUs) | 2023-03-04 | M | D | 39,159 | $0.00 | 0 | D | — · — to — | 39,159 Common Shares | (F3) Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 4, 2023, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable |
| 4 | Derivative | Dividend Equivalent Rights (2020 PSUs) | 2023-03-04 | M | D | 1,949 | $0.00 | 0 | D | — · — to — | 1,949 Common Shares | (F3) Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 4, 2023, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable |