Form 4 for SF STIFEL FINANCIAL CORP
Accepted 2023-03-06 00:00:00 ET · period of report 2023-03-02 · accession 0001209191-23-016358 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-06 | 2023-03-02 | SF | Marischen James M | CFO | M - OptEx | $0.00 | +771 | 49.3K | +2% | $0 |
| D | 2023-03-06 | 2023-03-02 | SF | Marischen James M | CFO | F - Tax | $66.59 | -342 | 48.9K | -0.7% | -$22.8K |
| D | 2023-03-06 | 2023-03-02 | SF | Marischen James M | CFO | M - OptEx | $0.00 | -771 | 33.3K | -2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-02 | M | A | 771 | $0.00 | 49,251 | D | — | — | |
| 2 | Common | Common Stock | 2023-03-02 | F | D | 342 | $66.59 | 48,909 | D | — | — | |
| 3 | Derivative | Phantom Stock Units | 2023-03-02 | M | D | 771 | $0.00 | 33,296 | D | $0.00 · — to — | 771 Common Stock | (F1) Currently exercisable. (F2) No expiration date for these Units. |