Form 4 for SF STIFEL FINANCIAL CORP
Accepted 2023-03-06 00:00:00 ET · period of report 2023-03-02 · accession 0001209191-23-016385 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-06 | 2023-03-02 | SF | ZEMLYAK JAMES M | Co-Pres | F - Tax | $66.59 | -13.2K | 1.23M | -1% | -$881.1K |
| DM | 2023-03-06 | 2023-03-02 | SF | ZEMLYAK JAMES M | Co-Pres | M - OptEx | $0.00 | +29.9K | 1.24M | +2% | $0 |
| D | 2023-03-06 | 2023-03-02 | SF | ZEMLYAK JAMES M | Co-Pres | A - Grant | $0.00 | +29.8K | 109.3K | +38% | $0 |
| DM | 2023-03-06 | 2023-03-02 | SF | ZEMLYAK JAMES M | Co-Pres | M - OptEx | $0.00 | -29.9K | 79.5K | -27% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-02 | F | D | 13,232 | $66.59 | 1,230,652 | D | — | — | |
| 2 | Common | Common Stock | 2023-03-02 | M | A | 6,000 | $0.00 | 1,220,018 | D | — | — | |
| 3 | Common | Common Stock | 2023-03-02 | M | A | 23,866 | $0.00 | 1,243,884 | D | — | — | |
| 4 | Derivative | Phantom Stock Units | 2023-03-02 | A | A | 29,833 | $0.00 | 109,316 | D | $0.00 · — to — | 29,833 Common Stock | (F1) These units are being issued based on the PRSU award agreement dated March 1, 2019. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 1, 2024. (F2) No expiration date for these Units. |
| 5 | Derivative | Phantom Stock Units | 2023-03-02 | M | D | 6,000 | $0.00 | 103,316 | D | $0.00 · — to — | 6,000 Common Stock | (F3) Currently exercisable. (F2) No expiration date for these Units. |
| 6 | Derivative | Phantom Stock Units | 2023-03-02 | M | D | 23,866 | $0.00 | 79,450 | D | $0.00 · — to — | 23,866 Common Stock | (F3) Currently exercisable. (F2) No expiration date for these Units. |