Form 4 for CALC CalciMedica, Inc.
Accepted 2023-03-06 00:00:00 ET · period of report 2023-03-03 · accession 0001209191-23-016513 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-06 | 2023-03-03 | CALC | Guerard Frederic | CEO, Dir | M - OptEx | — | +315.5K | 473.0K | +200% | — |
| D | 2023-03-06 | 2023-03-03 | CALC | Guerard Frederic | CEO, Dir | F - Tax | $0.57 | -89.3K | 383.7K | -19% | -$50.9K |
| DM | 2023-03-06 | 2023-03-03 | CALC | Guerard Frederic | CEO, Dir | M - OptEx | $0.00 | -315.5K | 918.8K | -26% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-03 | M | A | 315,496 | — | 473,026 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. |
| 2 | Common | Common Stock | 2023-03-03 | F | D | 89,344 | $0.57 | 383,682 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-03-03 | M | D | 28,125 | $0.00 | 253,125 | D | — · — to — | 28,125 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. (F2) The RSUs vested as to 1/4 of the total shares on May 19, 2022, and 1/16 of the remaining shares shall vest quarterly thereafter such that the RSUs shall be fully vested on May 19, 2025, subject to the continued service of the Reporting Person to the Issuer through each vesting date. (F3) The RSUs do not expire; they either vest or are canceled prior to vest date. |
| 4 | Derivative | Restricted Stock Unit | 2023-03-03 | M | D | 221,746 | $0.00 | 0 | D | — · — to — | 221,746 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. (F4) The RSUs shall vested as to 100% of the total RSUs on February 28, 2023 and settled on March 3, 2023, subject to the Reporting Person's provision of service to the Issuer on each vesting date. (F3) The RSUs do not expire; they either vest or are canceled prior to vest date. |
| 5 | Derivative | Restricted Stock Unit | 2023-03-03 | M | D | 65,625 | $0.00 | 918,750 | D | — · — to — | 65,625 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. (F5) The RSUs shall vested as to 6.25% of the total shares on November 16, 2022, and 6.25% of the remaining shares shall vest quarterly thereafter such that the RSUs shall be fully vested on August 16, 2026, subject to the continued service of the Reporting Person to the Issuer through each vesting date. (F3) The RSUs do not expire; they either vest or are canceled prior to vest date. |