Form 4 for MCO Moody's Corporation
Accepted 2023-03-07 00:00:00 ET · period of report 2023-03-03 · accession 0001209191-23-016678 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-07 | 2023-03-03 | MCO | Tulenko Stephen T | Pres, Moody's Analytics | S - Sale+OE | $297.10 | -2,818 | 6,834 | -29% | -$837.2K |
| D | 2023-03-07 | 2023-03-03 | MCO | Tulenko Stephen T | Pres, Moody's Analytics | M - OptEx | $173.58 | +1,218 | 8,052 | +18% | +$211.4K |
| D | 2023-03-07 | 2023-03-03 | MCO | Tulenko Stephen T | Pres, Moody's Analytics | M - OptEx | $0.00 | -1,218 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-03 | S | D | 1,600 | $297.03 | 6,834.49 | D | — | — | (F1) The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $297.02 to $297.07. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2023-03-03 | M | A | 1,218 | $173.58 | 8,052.49 | D | — | — | |
| 3 | Common | Common Stock | 2023-03-03 | S | D | 1,218 | $297.20 | 6,834.49 | D | — | — | (F2) The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $297.1594 to $297.29. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Derivative | Employee Stock Option (right to buy) | 2023-03-03 | M | D | 1,218 | $0.00 | 0 | D | $173.58 · 2020-02-25 to 2029-02-25 | 1,218 Common Stock | (F3) One fourth of options vest each year beginning with the date indicated. |