Form 4 for STRO SUTRO BIOPHARMA, INC.
Accepted 2023-03-07 00:00:00 ET · period of report 2023-03-03 · accession 0001209191-23-016739 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-07 | 2023-03-03 | STRO | Shabbir Anik | Chief Technical Ops. Off | M - OptEx | — | +16.6K | 38.3K | +77% | — |
| D | 2023-03-07 | 2023-03-03 | STRO | Shabbir Anik | Chief Technical Ops. Off | F - Tax | $5.79 | -6,222 | 40.8K | -13% | -$36.0K |
| D | 2023-03-07 | 2023-03-03 | STRO | Shabbir Anik | Chief Technical Ops. Off | A - Grant | $0.00 | +40.0K | 40.0K | New | $0 |
| DM | 2023-03-07 | 2023-03-03 | STRO | Shabbir Anik | Chief Technical Ops. Off | M - OptEx | $0.00 | -16.6K | 23.6K | -41% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-03 | M | A | 8,750 | — | 47,049 | D | — | — | (F1) Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement. |
| 2 | Common | Common Stock | 2023-03-03 | F | D | 6,222 | $5.79 | 40,827 | D | — | — | (F2) Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person. |
| 3 | Common | Common Stock | 2023-03-03 | M | A | 7,875 | — | 38,299 | D | — | — | (F1) Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement. |
| 4 | Derivative | Restricted Stock Unit (RSU) | 2023-03-03 | A | A | 40,000 | $0.00 | 40,000 | D | — · — to 2025-03-01 | 40,000 Common Stock | (F1) Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement. (F3) The RSUs vest as to 1/2 of the total shares annually beginning on March 1, 2024, subject to continued service through each vesting date. |
| 5 | Derivative | Restricted Stock Unit (RSU) | 2023-03-03 | M | D | 8,750 | $0.00 | 17,500 | D | — · — to 2025-03-05 | 8,750 Common Stock | (F1) Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement. (F5) The RSUs vest as to 1/4th of the total shares annually beginning on March 5, 2022, subject to continued service through each vesting date. |
| 6 | Derivative | Restricted Stock Unit (RSU) | 2023-03-03 | M | D | 7,875 | $0.00 | 23,625 | D | — · — to 2026-03-04 | 7,875 Common Stock | (F1) Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement. (F4) The RSUs vest as to 1/4th of the total shares annually beginning on March 4, 2023, subject to continued service through each vesting date. |