Form 4 for KOP Koppers Holdings Inc.
Accepted 2023-03-07 00:00:00 ET · period of report 2023-03-03 · accession 0001209191-23-016846 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-07 | 2023-03-03+ | KOP | BALL M LEROY | Pres, CEO, Dir | F - Tax | $36.73 | -4,707 | 301.7K | -2% | -$172.9K |
| DM | 2023-03-07 | 2023-03-03+ | KOP | BALL M LEROY | Pres, CEO, Dir | M - OptEx | $0.00 | +81 | 306.3K | +0.0% | $0 |
| DM | 2023-03-07 | 2023-03-03+ | KOP | BALL M LEROY | Pres, CEO, Dir | M - OptEx | $0.00 | -81 | 446 | -15% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-03 | F | D | 2,852 | $37.55 | 303,492.40 | D | — | — | (F2) Shares surrendered to the issuer by the reporting person as payment for the tax withholding related to the vesting of time-based restricted stock units ("RSUs"). |
| 2 | Common | Common Stock | 2023-03-06 | M | A | 32 | $0.00 | 303,524.40 | D | — | — | (F1) Represents shares acquired upon release of dividend equivalent rights ("DERs"), as reported in Table II, on a one-for-one basis. |
| 3 | Common | Common Stock | 2023-03-06 | F | D | 1,855 | $35.46 | 301,669.40 | D | — | — | (F2) Shares surrendered to the issuer by the reporting person as payment for the tax withholding related to the vesting of time-based restricted stock units ("RSUs"). |
| 4 | Common | Common Stock | 2023-03-03 | M | A | 49 | $0.00 | 306,344.40 | D | — | — | (F1) Represents shares acquired upon release of dividend equivalent rights ("DERs"), as reported in Table II, on a one-for-one basis. |
| 5 | Derivative | Dividend Equivalent Rights | 2023-03-06 | M | D | 32 | $0.00 | 414 | D | — · — to — | 32 Common Stock | (F4) These DERs were released in connection with the vesting of RSUs granted on March 6, 2019. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock. |
| 6 | Derivative | Dividend Equivalent Rights | 2023-03-03 | M | D | 49 | $0.00 | 446 | D | — · — to — | 49 Common Stock | (F3) These DERs were released in connection with the vesting of RSUs granted on March 3, 2020. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock. |