Form 4 for KDP Keurig Dr Pepper
Accepted 2023-03-07 00:00:00 ET · period of report 2023-03-03 · accession 0001209191-23-016902 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-07 | 2023-03-03 | KDP | Archambault Matthew Andrew | Pres, Commercial | M - OptEx | $0.00 | +4,083 | 44.1K | +10% | $0 |
| D | 2023-03-07 | 2023-03-03 | KDP | Archambault Matthew Andrew | Pres, Commercial | F - Tax | $34.55 | -1,092 | 42.7K | -2% | -$37.7K |
| D | 2023-03-07 | 2023-03-03 | KDP | Archambault Matthew Andrew | Pres, Commercial | M - OptEx | $0.00 | +4,083 | 12.2K | +50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-03 | M | A | 4,083 | $0.00 | 44,083 | D | — | — | (F1) Restricted Stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2023-03-03 | F | D | 1,092 | $34.55 | 42,707 | D | — | — | (F2) Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3. (F3) Amount of securities beneficially owned following reported transaction reflects the transfer of 284 shares in a transaction exempt from Section 16 pursuant to Rule 16a-12. |
| 3 | Derivative | Restricted Stock Unit | 2023-03-03 | M | A | 4,083 | $0.00 | 12,247 | D | — · — to — | 4,083 Common Stock | (F1) Restricted Stock units convert into common stock on a one-for-one basis. (F4) As previously disclosed, these RSUs were granted on March 3, 2021 and vest in four equal annual installments on each anniversary date of the grant, commencing on March 3, 2023. One fourth of the RSUs vested on March 3, 2023 and were settled in shares of the Issuer's common stock pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. |