Form 4 for AXTA Axalta Coating Systems Ltd.
Accepted 2023-03-07 00:00:00 ET · period of report 2023-03-03 · accession 0001209191-23-016916 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-07 | 2023-03-03 | AXTA | Lannon Sean M. | SVP, CFO | M - OptEx | — | +5,527 | 55.6K | +11% | — |
| D | 2023-03-07 | 2023-03-03 | AXTA | Lannon Sean M. | SVP, CFO | F - Tax | $31.05 | -1,519 | 54.1K | -3% | -$47.2K |
| D | 2023-03-07 | 2023-03-03 | AXTA | Lannon Sean M. | SVP, CFO | M - OptEx | $0.00 | -5,527 | 5,527 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-03-03 | M | A | 5,527 | — | 55,600 | D | — | — | (F1) Restricted stock units convert into common shares on a one-for-one basis. |
| 2 | Common | Common Shares | 2023-03-03 | F | D | 1,519 | $31.05 | 54,081 | D | — | — | (F2) Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. |
| 3 | Derivative | Restricted Stock Units | 2023-03-03 | M | D | 5,527 | $0.00 | 5,527 | D | — · — to — | 5,527 Common Shares | (F1) Restricted stock units convert into common shares on a one-for-one basis. (F3) On March 3, 2021, the reporting person was granted 16,580 restricted stock units, vesting in three equal annual installments beginning on March 3, 2022. |