Form 4 for AXTA Axalta Coating Systems Ltd.
Accepted 2023-03-07 00:00:00 ET · period of report 2023-03-03 · accession 0001209191-23-016919 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-07 | 2023-03-03 | AXTA | Massey Anthony | VP, Gbl Ctrl, PAO | M - OptEx | — | +2,478 | 21.6K | +13% | — |
| D | 2023-03-07 | 2023-03-03 | AXTA | Massey Anthony | VP, Gbl Ctrl, PAO | F - Tax | $31.05 | -681 | 20.9K | -3% | -$21.1K |
| D | 2023-03-07 | 2023-03-03 | AXTA | Massey Anthony | VP, Gbl Ctrl, PAO | M - OptEx | $0.00 | -2,478 | 2,478 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-03-03 | M | A | 2,478 | — | 21,573 | D | — | — | (F1) Restricted stock units convert into common shares on a one-for-one basis. |
| 2 | Common | Common Shares | 2023-03-03 | F | D | 681 | $31.05 | 20,892 | D | — | — | (F2) Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. |
| 3 | Derivative | Restricted Stock Units | 2023-03-03 | M | D | 2,478 | $0.00 | 2,478 | D | — · — to — | 2,478 Common Shares | (F1) Restricted stock units convert into common shares on a one-for-one basis. (F3) On March 3, 2021, the reporting person was granted 7,434 restricted stock units, vesting in three equal annual installments beginning on March 3, 2022. |