Form 4 for F Ford Motor Company
Accepted 2023-03-07 00:00:00 ET · period of report 2023-03-03 · accession 0001209191-23-016994 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-07 | 2023-03-04 | F | O'Callaghan Catherine A. | Ctrl | M - OptEx | — | +92.7K | 174.7K | +113% | — |
| D | 2023-03-07 | 2023-03-04 | F | O'Callaghan Catherine A. | Ctrl | F - Tax | $13.08 | -42.7K | 132.0K | -24% | -$559.0K |
| DMI | 2023-03-07 | 2023-03-04 | F | O'Callaghan Catherine A. | Ctrl | M - OptEx | — | +2,713 | 44.5K | +6% | — |
| DI | 2023-03-07 | 2023-03-04 | F | O'Callaghan Catherine A. | Ctrl | F - Tax | $13.08 | -441 | 44.0K | -1.0% | -$5,768 |
| DM | 2023-03-07 | 2023-03-04 | F | O'Callaghan Catherine A. | Ctrl | M - OptEx | — | -57.7K | 8,778 | -87% | — |
| D | 2023-03-07 | 2023-03-03 | F | O'Callaghan Catherine A. | Ctrl | A - Grant | — | +19.3K | 19.3K | New | — |
| DI | 2023-03-07 | 2023-03-03 | F | O'Callaghan Catherine A. | Ctrl | A - Grant | — | +1,806 | 1,806 | New | — |
| DMI | 2023-03-07 | 2023-03-04 | F | O'Callaghan Catherine A. | Ctrl | M - OptEx | — | -2,713 | 1,079 | -72% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.01 par value | 2023-03-04 | M | A | 14,407 | — | 96,416 | D by Spouse | — | — | (F1) The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan. (F5) These shares are held by my spouse. |
| 2 | Common | Common Stock, $0.01 par value | 2023-03-04 | M | A | 8,520 | — | 104,936 | D by Spouse | — | — | (F1) The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan. (F5) These shares are held by my spouse. |
| 3 | Common | Common Stock, $0.01 par value | 2023-03-04 | M | A | 29,338 | — | 134,274 | D by Spouse | — | — | (F1) The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan. (F5) These shares are held by my spouse. |
| 4 | Common | Common Stock, $0.01 par value | 2023-03-04 | M | A | 5,483 | — | 139,757 | D by Spouse | — | — | (F1) The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan. (F5) These shares are held by my spouse. |
| 5 | Common | Common Stock, $0.01 par value | 2023-03-04 | M | A | 34,956 | — | 174,713 | D | — | — | (F2) These shares were acquired under the Company's Long-Term Incentive Plan without payment by me and are a final award related to a 2020 performance-based restricted stock unit opportunity. |
| 6 | Common | Common Stock, $0.01 par value | 2023-03-04 | F | D | 42,738 | $13.08 | 131,975 | D | — | — | (F3) These shares were withheld by the Company to cover my income tax liability relating to the award vesting of Common Stock under the Company's Long-Term Incentive Plan. The amount withheld for taxes was determined using the closing price of Ford stock on March 3, 2023. |
| 7 | Common | Common Stock, $0.01 par value | 2023-03-04 | M | A | 1,437 | — | 43,195 | I | — | — | (F4) The reported transaction involved the conversion, without payment by my spouse or me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan. |
| 8 | Common | Common Stock, $0.01 par value | 2023-03-04 | M | A | 748 | — | 43,943 | I | — | — | (F4) The reported transaction involved the conversion, without payment by my spouse or me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan. |
| 9 | Common | Common Stock, $0.01 par value | 2023-03-04 | M | A | 528 | — | 44,471 | I | — | — | (F4) The reported transaction involved the conversion, without payment by my spouse or me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan. |
| 10 | Common | Common Stock, $0.01 par value | 2023-03-04 | F | D | 441 | $13.08 | 44,030 | I | — | — | (F6) These shares were withheld by the Company to cover my spouse's income tax liability relating to vesting of awards of Common Stock under the Company's Long-Term Incentive Plan. The amount withheld for taxes was determined using the closing price of Ford stock on March 3, 2023. |
| 11 | Derivative | Ford Stock Units | 2023-03-04 | M | D | 5,483 | — | 11,134 | D by Spouse | — · — to — | 5,483 Common Stock, $0.01 par value | (F1) The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan. (F8) These Ford Stock Units are held by my spouse. |
| 12 | Derivative | Ford Stock Units | 2023-03-03 | A | A | 19,266 | — | 19,266 | D | — · — to — | 19,266 Common Stock, $0.01 par value | (F9) These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock to the extent of 33% after one year from the date of grant (03/03/2023), 66% after two years, and in full after three years. |
| 13 | Derivative | Ford Stock Units | 2023-03-04 | M | D | 29,338 | — | 0 | D by Spouse | — · — to — | 29,338 Common Stock, $0.01 par value | (F1) The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan. (F8) These Ford Stock Units are held by my spouse. |
| 14 | Derivative | Ford Stock Units | 2023-03-04 | M | D | 14,407 | — | 0 | D by Spouse | — · — to — | 14,407 Common Stock, $0.01 par value | (F1) The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan. (F8) These Ford Stock Units are held by my spouse. |
| 15 | Derivative | Ford Stock Units | 2023-03-04 | M | D | 8,520 | — | 8,778 | D by Spouse | — · — to — | 8,520 Common Stock, $0.01 par value | (F1) The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan. (F8) These Ford Stock Units are held by my spouse. |
| 16 | Derivative | Ford Stock Units | 2023-03-03 | A | A | 1,806 | — | 1,806 | I | — · — to — | 1,806 Common Stock, $0.01 par value | (F10) These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by my spouse or me. These Ford Restricted Stock Units will be converted and distributed to my spouse, without payment, in shares of Common Stock to the extent of 33% after one year from the date of grant (03/03/2023), 66% after two years, and in full after three years. |
| 17 | Derivative | Ford Stock Units | 2023-03-04 | M | D | 1,437 | — | 0 | I | — · — to — | 1,437 Common Stock, $0.01 par value | (F7) The balance shown includes additional units resulting from reinvestment of dividend equivalents. (F4) The reported transaction involved the conversion, without payment by my spouse or me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan. |
| 18 | Derivative | Ford Stock Units | 2023-03-04 | M | D | 748 | — | 776 | I | — · — to — | 748 Common Stock, $0.01 par value | (F7) The balance shown includes additional units resulting from reinvestment of dividend equivalents. (F4) The reported transaction involved the conversion, without payment by my spouse or me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan. |
| 19 | Derivative | Ford Stock Units | 2023-03-04 | M | D | 528 | — | 1,079 | I | — · — to — | 528 Common Stock, $0.01 par value | (F7) The balance shown includes additional units resulting from reinvestment of dividend equivalents. (F4) The reported transaction involved the conversion, without payment by my spouse or me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan. |