Form 4 for RIVN Rivian Automotive, Inc. / DE
Accepted 2023-03-08 00:00:00 ET · period of report 2023-03-06 · accession 0001209191-23-017395 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-03-08 | 2023-03-06 | RIVN | Scaringe Robert J | CEO, Dir | A - Grant | $0.00 | +10.8K | 179.9K | +6% | $0 | |
| 2023-03-08 | 2023-03-06 | RIVN | Scaringe Robert J | CEO, Dir | F - Tax | $16.92 | -3,812 | 176.1K | -2% | -$64.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-03-06 | A | A | 10,757 | $0.00 | 179,932 | D | — | — | (F1) Represents an award of 10,757 restricted stock units ("RSUs") which vested on March 6, 2023. The shares of Class A Common Stock reported on this Form 4 are subject to a lock-up agreement between the reporting person and Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC, and Morgan Stanley & Co. LLC, dated March 7, 2023 (the "Lock-up Date") pursuant to which the shares of Class A Common Stock reported herein cannot be sold for 60 days following the Lock-up Date. |
| 2 | Common | Class A Common Stock | 2023-03-06 | F | D | 3,812 | $16.92 | 176,120 | D | — | — | (F2) 3,812 shares of Class A Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such RSUs vesting. (F3) The closing price of the Company's Class A Common Stock on March 3, 2023. |