Form 4 for AFCG Advanced Flower Capital Inc.
Accepted 2023-03-09 00:00:00 ET · period of report 2023-03-08 · accession 0001209191-23-017603 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-03-09 | 2023-03-08 | AFCG | Tannenbaum Robyn | Pres | A - Grant | $13.94 | +1,000 | 29.7K | +3% | +$13.9K | |
| I | 2023-03-09 | 2023-03-08 | AFCG | Tannenbaum Robyn | Pres | A - Grant | $14.20 | +25.0K | 30.0K | +500% | +$355.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-08 | A | A | 1,000 | $13.94 | 29,690 | D See footnote | — | — | (F3) These shares are held by the Leonard M. Tannenbaum Foundation, for which the Reporting Person's spouse serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest. |
| 2 | Common | Common Stock | 2023-03-08 | A | A | 25,000 | $14.20 | 30,000 | I | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $14.17 to $14.20; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. |