Form 4 for IOSP INNOSPEC INC.
Accepted 2023-03-09 00:00:00 ET · period of report 2023-02-24 · accession 0001209191-23-017646 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-09 | 2023-03-06 | IOSP | Cleminson Ian | VP, CFO | S - Sale+OE | $105.23 | -6,079 | 22.2K | -22% | -$639.7K |
| DM | 2023-03-09 | 2023-03-06 | IOSP | Cleminson Ian | VP, CFO | M - OptEx | $0.00 | +6,079 | 26.5K | +30% | $0 |
| DM | 2023-03-09 | 2023-02-24+ | IOSP | Cleminson Ian | VP, CFO | M - OptEx | $0.00 | -5,223 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-06 | S | D | 406 | $106.07 | 21,268 | D | — | — | |
| 2 | Common | Common Stock | 2023-03-06 | M | A | 406 | $0.00 | 21,674 | D | — | — | |
| 3 | Common | Common Stock | 2023-03-06 | S | D | 902 | $106.38 | 21,268 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $110.77 to $111.12, inclusive. |
| 4 | Common | Common Stock | 2023-03-06 | S | D | 450 | $106.07 | 21,268 | D | — | — | |
| 5 | Common | Common Stock | 2023-03-06 | S | D | 1,534 | $104.10 | 24,957 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $108.67 to $109.66, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4. |
| 6 | Common | Common Stock | 2023-03-06 | M | A | 450 | $0.00 | 21,718 | D | — | — | |
| 7 | Common | Common Stock | 2023-03-06 | M | A | 5,223 | $0.00 | 26,491 | D | — | — | |
| 8 | Common | Common Stock | 2023-03-06 | S | D | 2,787 | $105.23 | 22,170 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $109.67 to $110.66, inclusive. |
| 9 | Derivative | Employee Stock Option | 2023-02-24 | M | D | 406 | $0.00 | 0 | D | $95.70 · 2023-02-24 to 2030-02-24 | 406 Common Stock | |
| 10 | Derivative | Employee Stock Option | 2023-02-24 | M | A | 450 | $0.00 | 0 | D | $95.70 · 2023-02-24 to 2030-02-24 | 450 Common Stock | (F4) Represents the total number of shares underlying an Option that vested upon certification of the achievement of the performance goals for the Option that was originally granted to the Reporting Person on February 24, 2020. |
| 11 | Derivative | Employee Stock Option | 2023-03-06 | M | D | 5,223 | $0.00 | 0 | D | $0.00 · 2023-02-20 to 2028-02-20 | 5,523 Common Stock | |
| 12 | Derivative | Employee Stock Option | 2023-02-24 | M | A | 406 | $0.00 | 0 | D | $95.70 · 2023-02-24 to 2030-02-24 | 406 Common Stock | (F4) Represents the total number of shares underlying an Option that vested upon certification of the achievement of the performance goals for the Option that was originally granted to the Reporting Person on February 24, 2020. |
| 13 | Derivative | Employee Stock Option | 2023-02-24 | M | D | 450 | $0.00 | 0 | D | $95.70 · 2023-02-24 to 2030-02-24 | 450 Common Stock |