Form 4 for HESM Hess Midstream LP
Accepted 2023-03-10 00:00:00 ET · period of report 2023-03-08 · accession 0001209191-23-017926 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-10 | 2023-03-09 | HESM | Gatling John A. | Pres, COO | S - Sale+OE | $28.26 | -1,512 | 45.1K | -3% | -$42.7K |
| DM | 2023-03-10 | 2023-03-08 | HESM | Gatling John A. | Pres, COO | M - OptEx | $0.00 | +6,206 | 44.1K | +16% | $0 |
| DM | 2023-03-10 | 2023-03-08 | HESM | Gatling John A. | Pres, COO | M - OptEx | $0.00 | -6,206 | 4,972 | -56% | $0 |
| D | 2023-03-10 | 2023-03-08 | HESM | Gatling John A. | Pres, COO | A - Grant | $0.00 | +8,843 | 8,843 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Shares | 2023-03-09 | S | D | 1,512 | $28.26 | 45,090 | D | — | — | |
| 2 | Common | Class A Shares | 2023-03-08 | M | A | 2,486 | $0.00 | 46,602 | D | — | — | |
| 3 | Common | Class A Shares | 2023-03-08 | M | A | 3,720 | $0.00 | 44,116 | D | — | — | |
| 4 | Derivative | 2021 Phantom Shares | 2023-03-08 | M | D | 3,720 | $0.00 | 3,721 | D | $0.00 · — to — | 3,720 Class A Shares | (F3) The remaining 2021 phantom shares vest on March 8, 2024 and have no expiration date. |
| 5 | Derivative | 2022 Phantom Shares | 2023-03-08 | M | D | 2,486 | $0.00 | 4,972 | D | $0.00 · — to — | 2,486 Class A Shares | (F4) The remaining 2022 phantom shares vest ratably on March 8, 2024 and March 8, 2025 and have no expiration date. |
| 6 | Derivative | 2023 Phantom Shares | 2023-03-08 | A | A | 8,843 | $0.00 | 8,843 | D | — · — to — | 8,843 Class A Shares | (F5) Each phantom share is the economic equivalent of one Class A Share. (F6) The phantom shares will vest in three equal installments beginning on March 8, 2024 and have no expiration date. |