Form 4 for LAZ Lazard, Inc.
Accepted 2023-03-10 00:00:00 ET · period of report 2023-03-08 · accession 0001209191-23-017944 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-10 | 2023-03-08 | LAZ | Lewis William M Jr | Dir | M - OptEx | — | +30.0K | 139.9K | +27% | — |
| D | 2023-03-10 | 2023-03-08 | LAZ | Lewis William M Jr | Dir | M - OptEx | — | -30.0K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-03-08 | M | A | 29,980 | — | 139,884 | D | — | — | (F1) Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Restricted Participation Units ("PRU") into shares of Class A Common Stock. (F2) Amount excludes 6,675 Deferred Stock Units directly or indirectly owned by the reporting person. |
| 2 | Derivative | Restricted Participation Units | 2023-03-08 | M | D | 29,980 | — | 0 | D | — · — to — | 29,980 Class A Common Stock | (F3) Represents a prior grant of PRUs eligible to be sold. (F4) Each PRU represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock. (F1) Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Restricted Participation Units ("PRU") into shares of Class A Common Stock. |