Form 4 for STAA STAAR SURGICAL CO
Accepted 2023-03-10 00:00:00 ET · period of report 2023-03-10 · accession 0001209191-23-018060 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-10 | 2023-03-10 | STAA | Barnes Scott D | Chief Medical Off | M - OptEx | $0.00 | +10.6K | 40.8K | +35% | $0 |
| D | 2023-03-10 | 2023-03-10 | STAA | Barnes Scott D | Chief Medical Off | F - Tax | $56.63 | -285 | 30.3K | -0.9% | -$16.1K |
| D | 2023-03-10 | 2023-03-10 | STAA | Barnes Scott D | Chief Medical Off | M - OptEx | $0.00 | +19.3K | 19.3K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-10 | M | A | 10,555 | $0.00 | 40,810 | D | — | — | (F1) Award of 10555 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the RSUs on 3/10/2024, 1/3 of the RSUs on 3/10/2025, and the remaining 1/3 of the RSUs on 3/10/2026. |
| 2 | Common | Common Stock | 2023-03-10 | F | D | 285 | $56.63 | 30,255 | D | — | — | |
| 3 | Derivative | Common Stock Options | 2023-03-10 | M | A | 19,301 | $0.00 | 19,301 | D | $56.63 · 2024-03-10 to 2033-03-09 | 19,301 Common Stock | (F2) The options granted become exercisable as follows: 1/3 on 3/10/2024 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/10/2026. |