Form 4 for KR Kroger
Accepted 2023-03-13 00:00:00 ET · period of report 2023-03-09 · accession 0001209191-23-018101 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-13 | 2023-03-09+ | KR | Aitken Stuart | SVP | F - Tax | $47.20 | -28.1K | 206.7K | -12% | -$1.32M |
| DM | 2023-03-13 | 2023-03-09 | KR | Aitken Stuart | SVP | A - Grant | $0.00 | +77.8K | 234.8K | +50% | $0 |
| D | 2023-03-13 | 2023-03-09 | KR | Aitken Stuart | SVP | A - Grant | $0.00 | +56.4K | 56.4K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-09 | F | D | 19,405 | $47.25 | 215,371.18 | D | — | — | (F4) Payment of tax liability associated with share award. |
| 2 | Common | Common Stock | 2023-03-10 | F | D | 8,660 | $47.10 | 206,711.18 | D | — | — | (F5) Payment of tax liability associated with restricted stock. |
| 3 | Common | Common Stock | 2023-03-09 | A | A | 26,985 | $0.00 | 183,973.18 | D | — | — | (F1) Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the award. |
| 4 | Common | Common Stock | 2023-03-09 | A | A | 7,340 | $0.00 | 191,313.18 | D | — | — | (F2) Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse one year from the date of the award. |
| 5 | Common | Common Stock | 2023-03-09 | A | A | 43,463 | $0.00 | 234,776.18 | D | — | — | (F3) Shares awarded pursuant to a long-term incentive plan of The Kroger Co. |
| 6 | Derivative | Non-Qualified Stock Option | 2023-03-09 | A | A | 56,404 | $0.00 | 56,404 | D | $47.25 · — to 2033-03-09 | 56,404 Common Stock | (F6) These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the grant. |