Form 4 for KR Kroger
Accepted 2023-03-13 00:00:00 ET · period of report 2023-03-09 · accession 0001209191-23-018109 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-13 | 2023-03-09 | KR | Massa Timothy A | SVP | A - Grant | $0.00 | +58.0K | 217.2K | +36% | $0 |
| DM | 2023-03-13 | 2023-03-09+ | KR | Massa Timothy A | SVP | F - Tax | $47.21 | -20.3K | 197.0K | -9% | -$956.6K |
| D | 2023-03-13 | 2023-03-09 | KR | Massa Timothy A | SVP | A - Grant | $0.00 | +39.8K | 39.8K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-09 | A | A | 19,048 | $0.00 | 178,273 | D | — | — | (F1) Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the award. |
| 2 | Common | Common Stock | 2023-03-09 | A | A | 6,782 | $0.00 | 185,055 | D | — | — | (F2) Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse one year from the date of the award. |
| 3 | Common | Common Stock | 2023-03-09 | A | A | 32,195 | $0.00 | 217,250 | D | — | — | (F3) Shares awarded pursuant to a long-term incentive plan of The Kroger Co. |
| 4 | Common | Common Stock | 2023-03-09 | F | D | 14,388 | $47.25 | 202,862 | D | — | — | (F4) Payment of tax liability associated with share award. |
| 5 | Common | Common Stock | 2023-03-10 | F | D | 5,876 | $47.10 | 196,986 | D | — | — | (F5) Payment of tax liability associated with restricted stock. |
| 6 | Derivative | Non-Qualified Stock Option | 2023-03-09 | A | A | 39,815 | $0.00 | 39,815 | D | $47.25 · — to 2033-03-09 | 39,815 Common Stock | (F6) These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the grant. |