Form 4 for AQB AQUABOUNTY TECHNOLOGIES INC
Accepted 2023-03-13 00:00:00 ET · period of report 2023-03-09 · accession 0001209191-23-018289 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-03-13 | 2023-03-09 | AQB | FRANK DAVID A | CFO | A - Grant | $0.00 | +44.2K | 126.8K | +54% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-09 | A | A | 44,247 | $0.00 | 126,798 | D | — | — | (F1) Award of restricted stock granted on 3/09/2023 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant (F2) In prior filings, the reporting person inadvertently presented holdings on separate lines, which was not required. This presentation corrects the error. |