Form 4 for MMI Marcus & Millichap, Inc.
Accepted 2023-03-14 00:00:00 ET · period of report 2023-03-10 · accession 0001209191-23-018718 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-14 | 2023-03-10 | MMI | Matricaria Richard D. | EVP, COO - Western Division | F - Tax | $32.15 | -9,260 | 3,563 | -72% | -$297.7K |
| DM | 2023-03-14 | 2023-03-10 | MMI | Matricaria Richard D. | EVP, COO - Western Division | M - OptEx | — | +18.7K | 3,304 | New | — |
| DM | 2023-03-14 | 2023-03-10 | MMI | Matricaria Richard D. | EVP, COO - Western Division | M - OptEx | $0.00 | -18.7K | 3,752 | -83% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-10 | F | D | 642 | $32.15 | 740 | D | — | — | (F2) Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2023. |
| 2 | Common | Common Stock | 2023-03-10 | M | A | 1,372 | — | 2,112 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 3 | Common | Common Stock | 2023-03-10 | F | D | 682 | $32.15 | 1,430 | D | — | — | (F2) Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2023. |
| 4 | Common | Common Stock | 2023-03-10 | F | D | 5,831 | $32.15 | 9,488 | D | — | — | (F2) Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2023. |
| 5 | Common | Common Stock | 2023-03-10 | F | D | 930 | $32.15 | 2,374 | D | — | — | (F2) Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2023. |
| 6 | Common | Common Stock | 2023-03-10 | M | A | 2,364 | — | 4,738 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 7 | Common | Common Stock | 2023-03-10 | F | D | 1,175 | $32.15 | 3,563 | D | — | — | (F2) Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2023. |
| 8 | Common | Common Stock | 2023-03-10 | M | A | 11,756 | — | 15,319 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 9 | Common | Common Stock | 2023-03-10 | M | A | 1,294 | — | 1,382 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 10 | Common | Common Stock | 2023-03-10 | M | A | 1,874 | — | 3,304 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 11 | Derivative | Restricted Stock Units | 2023-03-10 | M | D | 1,294 | $0.00 | 0 | D | — · — to 2028-02-26 | 1,294 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F3) The restricted stock units vest in five equal annual installments beginning March 10, 2019. |
| 12 | Derivative | Restricted Stock Units | 2023-03-10 | M | D | 1,372 | $0.00 | 1,376 | D | — · — to 2029-02-13 | 1,372 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F4) The restricted stock units vest in five equal annual installments beginning March 10, 2020. |
| 13 | Derivative | Restricted Stock Units | 2023-03-10 | M | D | 11,756 | $0.00 | 47,032 | D | — · — to 2032-02-10 | 11,756 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F7) The restricted stock units vest in five equal annual installments beginning March 10, 2023. |
| 14 | Derivative | Restricted Stock Units | 2023-03-10 | M | D | 2,364 | $0.00 | 7,094 | D | — · — to 2031-02-11 | 2,364 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F6) The restricted stock units vest in five equal annual installments beginning March 10, 2022. |
| 15 | Derivative | Restricted Stock Units | 2023-03-10 | M | D | 1,874 | $0.00 | 3,752 | D | — · — to 2030-02-11 | 1,874 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F5) The restricted stock units vest in five equal annual installments beginning March 10, 2021. |