Form 4 for MMI Marcus & Millichap, Inc.
Accepted 2023-03-14 00:00:00 ET · period of report 2023-03-10 · accession 0001209191-23-018722 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-14 | 2023-03-10 | MMI | Parker John David | EVP, COO - Eastern Division | M - OptEx | — | +20.4K | 4,703 | New | — |
| DM | 2023-03-14 | 2023-03-10 | MMI | Parker John David | EVP, COO - Eastern Division | F - Tax | $32.15 | -10.4K | 10.9K | -49% | -$334.9K |
| DM | 2023-03-14 | 2023-03-10 | MMI | Parker John David | EVP, COO - Eastern Division | M - OptEx | $0.00 | -20.4K | 7,950 | -72% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-10 | M | A | 2,014 | — | 2,659 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 2 | Common | Common Stock | 2023-03-10 | F | D | 1,352 | $32.15 | 4,873 | D | — | — | (F2) Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2023. |
| 3 | Common | Common Stock | 2023-03-10 | M | A | 2,648 | — | 6,225 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 4 | Common | Common Stock | 2023-03-10 | F | D | 1,126 | $32.15 | 3,577 | D | — | — | (F2) Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2023. |
| 5 | Common | Common Stock | 2023-03-10 | F | D | 908 | $32.15 | 2,499 | D | — | — | (F2) Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2023. |
| 6 | Common | Common Stock | 2023-03-10 | M | A | 1,778 | — | 3,407 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 7 | Common | Common Stock | 2023-03-10 | F | D | 1,030 | $32.15 | 1,629 | D | — | — | (F2) Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2023. |
| 8 | Common | Common Stock | 2023-03-10 | F | D | 6,002 | $32.15 | 10,906 | D | — | — | (F2) Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2023. (F3) Includes 279 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan. |
| 9 | Common | Common Stock | 2023-03-10 | M | A | 11,756 | — | 16,629 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 10 | Common | Common Stock | 2023-03-10 | M | A | 2,204 | — | 4,703 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 11 | Derivative | Restricted Stock Units | 2023-03-10 | M | D | 2,204 | $0.00 | 4,416 | D | — · — to 2030-02-11 | 2,204 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F6) The restricted stock units vest in five equal annual installments beginning March 10, 2021. |
| 12 | Derivative | Restricted Stock Units | 2023-03-10 | M | D | 1,778 | $0.00 | 1,780 | D | — · — to 2029-02-13 | 1,778 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F5) The restricted stock units vest in five equal annual installments beginning March 10, 2020. |
| 13 | Derivative | Restricted Stock Units | 2023-03-10 | M | D | 2,014 | $0.00 | 0 | D | — · — to 2028-02-26 | 2,014 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F4) The restricted stock units vest in five equal annual installments beginning March 10, 2019. |
| 14 | Derivative | Restricted Stock Units | 2023-03-10 | M | D | 11,756 | $0.00 | 40,732 | D | — · — to 2032-02-10 | 11,756 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F8) The restricted stock units vest in five equal annual installments beginning March 10, 2023. |
| 15 | Derivative | Restricted Stock Units | 2023-03-10 | M | D | 2,648 | $0.00 | 7,950 | D | — · — to 2031-02-11 | 2,648 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F7) The restricted stock units vest in five equal annual installments beginning March 10, 2022. |