Form 4 for MMI Marcus & Millichap, Inc.
Accepted 2023-03-14 00:00:00 ET · period of report 2023-03-10 · accession 0001209191-23-018724 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-14 | 2023-03-10 | MMI | LaBerge Gregory A. | Chief Administrative Off | M - OptEx | — | +7,870 | 8,135 | +2,970% | — |
| DM | 2023-03-14 | 2023-03-10 | MMI | LaBerge Gregory A. | Chief Administrative Off | F - Tax | $32.15 | -2,726 | 12.6K | -18% | -$87.6K |
| DM | 2023-03-14 | 2023-03-10 | MMI | LaBerge Gregory A. | Chief Administrative Off | M - OptEx | $0.00 | -7,870 | 21.4K | -27% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-10 | M | A | 1,012 | — | 9,410 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 2 | Common | Common Stock | 2023-03-10 | F | D | 211 | $32.15 | 8,398 | D | — | — | (F2) Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2023. |
| 3 | Common | Common Stock | 2023-03-10 | M | A | 610 | — | 8,609 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 4 | Common | Common Stock | 2023-03-10 | F | D | 136 | $32.15 | 7,999 | D | — | — | (F2) Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2023. |
| 5 | Common | Common Stock | 2023-03-10 | F | D | 176 | $32.15 | 7,744 | D | — | — | (F2) Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2023. |
| 6 | Common | Common Stock | 2023-03-10 | F | D | 351 | $32.15 | 9,059 | D | — | — | (F2) Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2023. |
| 7 | Common | Common Stock | 2023-03-10 | M | A | 5,352 | — | 14,411 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 8 | Common | Common Stock | 2023-03-10 | F | D | 1,852 | $32.15 | 12,559 | D | — | — | (F2) Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2023. |
| 9 | Common | Common Stock | 2023-03-10 | M | A | 505 | — | 7,920 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 10 | Common | Common Stock | 2023-03-10 | M | A | 391 | — | 8,135 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 11 | Derivative | Restricted Stock Units | 2023-03-10 | M | D | 505 | $0.00 | 0 | D | — · — to 2028-02-26 | 505 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F3) The restricted stock units vested in five equal annual installments beginning March 10, 2019. |
| 12 | Derivative | Restricted Stock Units | 2023-03-10 | M | D | 391 | $0.00 | 392 | D | — · — to 2029-02-13 | 391 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F4) The restricted stock units vest in five equal annual installments beginning March 10, 2020. |
| 13 | Derivative | Restricted Stock Units | 2023-03-10 | M | D | 610 | $0.00 | 1,221 | D | — · — to 2030-02-11 | 610 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F5) The restricted stock units vest in five equal annual installments beginning March 10, 2021. |
| 14 | Derivative | Restricted Stock Units | 2023-03-10 | M | D | 1,012 | $0.00 | 3,044 | D | — · — to 2031-02-11 | 1,012 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F6) The restricted stock units vest in five equal annual installments beginning March 10, 2022. |
| 15 | Derivative | Restricted Stock Units | 2023-03-10 | M | D | 5,352 | $0.00 | 21,414 | D | — · — to 2032-02-10 | 5,352 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F7) The restricted stock units vest in five equal annual installments beginning March 10, 2023. |