Form 4 for MMI Marcus & Millichap, Inc.
Accepted 2023-03-14 00:00:00 ET · period of report 2023-03-10 · accession 0001209191-23-018728 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-14 | 2023-03-10 | MMI | Nadji Hessam | CEO, Dir | M - OptEx | — | +73.6K | 202.8K | +57% | — |
| DM | 2023-03-14 | 2023-03-10 | MMI | Nadji Hessam | CEO, Dir | F - Tax | $32.15 | -36.5K | 175.1K | -17% | -$1.17M |
| DM | 2023-03-14 | 2023-03-10 | MMI | Nadji Hessam | CEO, Dir | M - OptEx | $0.00 | -73.6K | 36.8K | -67% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-10 | M | A | 18,400 | — | 174,970 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 2 | Common | Common Stock | 2023-03-10 | F | D | 9,123 | $32.15 | 165,847 | D | — | — | (F2) Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2023. |
| 3 | Common | Common Stock | 2023-03-10 | M | A | 18,400 | — | 184,247 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 4 | Common | Common Stock | 2023-03-10 | F | D | 9,123 | $32.15 | 193,678 | D | — | — | (F2) Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2023. |
| 5 | Common | Common Stock | 2023-03-10 | M | A | 18,400 | — | 193,524 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 6 | Common | Common Stock | 2023-03-10 | F | D | 9,123 | $32.15 | 184,401 | D | — | — | (F2) Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2023. |
| 7 | Common | Common Stock | 2023-03-10 | M | A | 18,400 | — | 202,801 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 8 | Common | Common Stock | 2023-03-10 | F | D | 9,123 | $32.15 | 175,124 | D | — | — | (F2) Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2023. |
| 9 | Derivative | Restricted Stock Units | 2023-03-10 | M | D | 18,400 | $0.00 | 18,400 | D | — · — to 2029-02-13 | 18,400 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F3) The restricted stock units vest in five equal annual installments beginning March 10, 2020. |
| 10 | Derivative | Restricted Stock Units | 2023-03-10 | M | D | 18,400 | $0.00 | 73,600 | D | — · — to 2032-02-10 | 18,400 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F6) The restricted stock units vest in five equal annual installments beginning March 10, 2023. |
| 11 | Derivative | Restricted Stock Units | 2023-03-10 | M | D | 18,400 | $0.00 | 55,200 | D | — · — to 2031-02-11 | 18,400 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F5) The restricted stock units vest in five equal annual installments beginning March 10, 2022. |
| 12 | Derivative | Restricted Stock Units | 2023-03-10 | M | D | 18,400 | $0.00 | 36,800 | D | — · — to 2030-02-11 | 18,400 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F4) The restricted stock units vest in five equal annual installments beginning March 10, 2021. |